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Advisor at ALDERS FINANCIAL SOLUTIONS
NOVATO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALDERS FINANCIAL SOLUTIONS | State registered | Jul 1, 2020 | n/a | yes | NOVATO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 1, 2018 | n/a | yes | NOVATO, CA | Current employment |
| ALDERS FINANCIAL SOLUTIONS | Former SEC adviser | Jan 2, 2020 | Dec 8, 2020 | no | NOVATO, CA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Aug 16, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALDERS FINANCIAL SOLUTIONS | ALDERS FINANCIAL SOLUTIONS | Dec 8, 2020 | Jul 1, 2020 | -160 | Channel change | RIA to state RIA |
| SCOTTRADE INVESTMENT MANAGEMENT | LPL FINANCIAL LLC | Mar 9, 2018 | Oct 1, 2018 | 206 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136025:308385:CA:2020-12-08 | Dec 8, 2020 | Jul 1, 2020 | NOVATO, CA | Firm change after gap |
| 169988:6413:MO:2018-03-07 | Mar 9, 2018 | Oct 1, 2018 | SAINT LOUIS, MO | Firm change |