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Advisor at LPL FINANCIAL LLC
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 5, 2021 | n/a | yes | WALNUT CREEK, CA | Current employment |
| INSIGHT WEALTH STRATEGIES, LLC | Independent wealth | Apr 28, 2018 | May 3, 2021 | no | San Ramon, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jul 16, 2015 | May 9, 2018 | no | SAN RAMON, CA|LIVERMORE, CA|POINT RICHMOND, CA|SAN RAMON, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 8, 2010 | Jul 31, 2015 | no | Walnut Creek, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INSIGHT WEALTH STRATEGIES, LLC | LPL FINANCIAL LLC | May 3, 2021 | May 5, 2021 | 2 | Firm change | RIA to ibd |
| OSAIC FA, INC. | INSIGHT WEALTH STRATEGIES, LLC | May 9, 2018 | Apr 28, 2018 | -11 | Firm change | Ibd to new firm |
| MORGAN STANLEY | OSAIC FA, INC. | Jul 31, 2015 | Jul 16, 2015 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:293644:CA:2018-05-01 | May 9, 2018 | Apr 28, 2018 | SAN RAMON, CA | Firm change |