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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KEANE CAPITAL MANAGEMENT, INC.

CRD 159724

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7bb0892-9e6c-7bf3-a3a1-bb543c83f6a5

Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Mar 25, 2015
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $167MItem 5.F on the latest filing (2015-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $167M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $167Mgross asset value as reported per fund; never fund size
Custody, client assets: $167M
SEC number: 801-74511
CRD: 159724
Filings on the tape: 4
First filed: Mar 5, 2012
Latest filed: Mar 25, 2015
Organised: Corporation, North Carolina

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
KEEN FOCUS FUND LIMITED PARTNERSHIP	Hedge Fund	$85.6M	Mar 25, 2015	103	Mar 5, 2012	reported	021-144714
KEEN FOCUS FUND II LIMITED PARTNERSHIP	Hedge Fund	$47.2M	Mar 25, 2015	69	Mar 5, 2012	reported	021-153337

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIOU, STUART, NORWOOD	PORTFOLIO MANAGER	Na	yes	06/2012	Mar 31, 2014	Mar 25, 2015
HOPKINS, FREDERICK, EARL	COO & MARKETING DIRECTOR	Na	yes	06/2003	Mar 5, 2012	Mar 25, 2015
JENKINS, CAMPBELL, ORT	SENIOR EQUITY ANALYST	Na	yes	01/2015	Mar 25, 2015	Mar 25, 2015
KEANE, PETER, LAWRENCE	President	E	yes	08/1999	Mar 5, 2012	Mar 25, 2015
CORKERY, SEAN, TIMOTHY	ASSISTANT PM	Na	no	02/2011	Mar 5, 2012	Mar 25, 2015
DENHART, JOHN, GRANT	HEAD TRADER	Na	no	01/2002	Mar 5, 2012	Mar 25, 2015
SLACK, EDWARD, DORSEY	CONTROLLER & CCO	Na	no	05/2005	Mar 5, 2012	Mar 25, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HF PARTNERS, LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$167M	$167M	9	5	n/a	3	$167M
2013	Mar 31, 2014	$191M	$191M	8	4	n/a	3	$191M
2012	Mar 28, 2013	$130M	$130M	8	4	n/a	2	$130M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$167M	$191M	-12.4%	n/a	n/a	9	8	n/a	n/a

Relationships

Advises (2)

→ KEEN FOCUS FUND LIMITED PARTNERSHIPPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ KEEN FOCUS FUND II LIMITED PARTNERSHIPPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV

Controls (4)

← KEANE, PETER, LAWRENCEOwnerPRESIDENT, ownership code E, individual
Mar 5, 2012 to presentfactForm ADV
← JENKINS, CAMPBELL, ORTOwnerSENIOR EQUITY ANALYST, ownership code NA, individual
Mar 25, 2015 to presentfactForm ADV
← FRIOU, STUART, NORWOODOwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← HOPKINS, FREDERICK, EARLOwnerCOO & MARKETING DIRECTOR, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV

Owns (3)

← SLACK, EDWARD, DORSEYOwnerCONTROLLER & CCO, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← CORKERY, SEAN, TIMOTHYOwnerASSISTANT PM, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV
← DENHART, JOHN, GRANTOwnerHEAD TRADER, ownership code NA, individual
Mar 5, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7bb0892-9e6c-7bf3-a3a1-bb543c83f6a5
First observed: Mar 5, 2012
Last observed: Mar 25, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEANE CAPITAL MANAGEMENT, INC.

CRD 159724

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7bb0892-9e6c-7bf3-a3a1-bb543c83f6a5

Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

KEEN FOCUS FUND LIMITED PARTNERSHIP

Hedge Fund

$85.6M

Mar 25, 2015

103

Mar 5, 2012

reported

021-144714

KEEN FOCUS FUND II LIMITED PARTNERSHIP

Hedge Fund

$47.2M

Mar 25, 2015

Mar 5, 2012

reported

021-153337

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIOU, STUART, NORWOOD

PORTFOLIO MANAGER

yes

06/2012

Mar 31, 2014

Mar 25, 2015

HOPKINS, FREDERICK, EARL

COO & MARKETING DIRECTOR

yes

06/2003

Mar 5, 2012

Mar 25, 2015

JENKINS, CAMPBELL, ORT

SENIOR EQUITY ANALYST

yes

01/2015

Mar 25, 2015

KEANE, PETER, LAWRENCE

President

yes

08/1999

Mar 5, 2012

Mar 25, 2015

CORKERY, SEAN, TIMOTHY

ASSISTANT PM

02/2011

Mar 5, 2012

Mar 25, 2015

DENHART, JOHN, GRANT

HEAD TRADER

01/2002

Mar 5, 2012

Mar 25, 2015

SLACK, EDWARD, DORSEY

CONTROLLER & CCO

05/2005

Mar 5, 2012

Mar 25, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HF PARTNERS, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 25, 2015

$167M

n/a

$167M

2013

Mar 31, 2014

$191M

n/a

$191M

2012

Mar 28, 2013

$130M

n/a

$130M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$167M

$191M

-12.4%

n/a