DFX Intelligence

D••••• B•••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant41 years in industry

D••••• B•••• C••••••••

Advisor at C••••••••• A••••••• L••

FAYETTEVILLE, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A••••••• L••	Independent wealth	Sep 8, 2026	n/a	yes	FAYETTEVILLE, AR	Current employment
C••••••••• A••••••• L••	Independent wealth	Aug 18, 2023	Dec 31, 2025	no	FAYETTEVILLE, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• R••••••••• I••••••••• A•••••••	C••••••••• A••••••• L••	Aug 25, 2023	Aug 18, 2023	-7	Firm change	Other
M•• I•••••••• S•••••••• L••	C••••••••• R••••••••• I••••••••• A•••••••	Feb 11, 2020	Jul 27, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
285308:325163:OK:2023-08-25	Aug 25, 2023	Aug 18, 2023	OKLAHOMA CITY, OK	Firm change
10409:285308:OK:2020-02-11	Feb 11, 2020	Jul 27, 2021	OKLAHOMA CITY, OK	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 18, 2023 to Dec 31, 2025factForm ADV
→ C••••••••• R••••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jul 27, 2021 to Aug 25, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Feb 11, 2020factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Order

Occurred
25 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 8, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.