DFX Intelligence

C••••••••• C••••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

C••••••••• C••••••• D•••••••

Advisor at S••••••••• C•••••• A•••••••• L••

DEVON, PA | Devon, PA

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Search this name across graphsid dfx:ria:a7c3b4f3-99ad-d7f3-63bc-0e3838d8f76a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	May 15, 2026	n/a	yes	Devon, PA	Current employment
S••••••••• C•••••• A•••••••• L••	Independent wealth	Nov 20, 2009	n/a	yes	DEVON, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A••••••• S•••••••• L••	S••••••••• C•••••• A•••••••• L••	Apr 19, 2006	Nov 20, 2009	1,311	Firm change after gap	Other
S••••••• F•••••••• S•••••••• I•••	G••••• A••••••• S•••••••• L••	Apr 9, 2003	Mar 9, 2004

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ S••••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 20, 2009 to presentfactForm ADV
→ G••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2004 to Apr 19, 2006factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7c3b4f3-99ad-d7f3-63bc-0e3838d8f76a
First observed: Aug 12, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.