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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CROSSBRIDGE CAPITAL ASIA PTE LTD

CRD 304527

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7cc6fa6-fb59-10f4-0011-dbe8d34c7b5d

Data as of Nov 13, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jul 23, 2019 to Nov 13, 2020
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2020-11-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4M
Private client RAUM: $55.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 20
Individual clients: 7
High net worth clients: 8
SEC number: 801-117218
CRD: 304527
Filings on the tape: 3
First filed: Jul 23, 2019
Latest filed: Nov 13, 2020
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CROSSBRIDGE CAPITAL (HOLDING) CO. LIMITED	Shareholder	E	yes	05/2010	Jul 23, 2019	Nov 13, 2020
DOMINION EMPLOYEE BENEFIT TRUST LIMITED	Shareholder	C	yes	05/2008	Jul 23, 2019	Nov 13, 2020
Khlat, Tarek, Paul	Director	Na	yes	05/2010	Jul 23, 2019	Nov 13, 2020
Sukonthabhund, Yai	DIRECTOR & CHIEF EXECUTIVE OFFICER	A	yes	05/2010	Jul 23, 2019	Nov 13, 2020
Evius, Rose-Marie, Charlotte	CHIEF COMPLIANCE OFFICER	Na	no	01/2020	Jun 29, 2020	Nov 13, 2020
Maag, Julian-Alfred	Shareholder	A	no	05/2010	Jul 23, 2019	Nov 13, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CROSSBRIDGE CAPITAL (MONACO) SAM	n/a	n/a	n/a	N	yes	n/a
CROSSBRIDGE CAPITAL LLP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jun 29, 2020	$1.0B	$4.4M	17	5	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.0B	n/a	n/a	n/a	n/a	17	n/a	0	n/a

Relationships

Controls (4)

← Sukonthabhund, YaiOwnerDIRECTOR & CHIEF EXECUTIVE OFFICER, ownership code A, individual
Jul 23, 2019 to presentfactForm ADV
← Khlat, Tarek, PaulOwnerDIRECTOR, ownership code NA, individual
Jul 23, 2019 to presentfactForm ADV
← CROSSBRIDGE CAPITAL (HOLDING) CO. LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 23, 2019 to presentfactForm ADV
← DOMINION EMPLOYEE BENEFIT TRUST LIMITEDOwnerSHAREHOLDER, ownership code C, foreign entity
Jul 23, 2019 to presentfactForm ADV

Owns (2)

← Maag, Julian-AlfredOwnerSHAREHOLDER, ownership code A, individual
Jul 23, 2019 to presentfactForm ADV
← Evius, Rose-Marie, CharlotteOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2020 to presentfactForm ADV

Dated events

Occurred
Jun 29, 2020
Regulatory AUM changed
Crossbridge Capital Asia Pte Ltd reported RAUM $1.0B, down 26% from $1.4B (2019-07-23 to 2020-06-29)
Form ADVobserved 5 days ago
$-354M
Occurred
Jun 29, 2020
Control person left
Zhen-Hong Joel Pang (Director & Chief Compliance Officer) no longer on Schedule A of Crossbridge Capital Asia Pte Ltd (listed 2019-07-23, absent 2020-06-29)
Form ADVobserved 5 days ago
Occurred
Jun 29, 2020
Control person left
Elizabeth Zoe Hubbard (Group Chief Operating Officer) no longer on Schedule A of Crossbridge Capital Asia Pte Ltd (listed 2019-07-23, absent 2020-06-29)
Form ADVobserved 5 days ago
Occurred
Jul 23, 2019
First Form ADV filing
Crossbridge Capital Asia Pte Ltd filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7cc6fa6-fb59-10f4-0011-dbe8d34c7b5d
First observed: Jul 23, 2019
Last observed: Nov 13, 2020 71 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CROSSBRIDGE CAPITAL ASIA PTE LTD

CRD 304527

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7cc6fa6-fb59-10f4-0011-dbe8d34c7b5d

Data as of Nov 13, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CROSSBRIDGE CAPITAL (HOLDING) CO. LIMITED

Shareholder

yes

05/2010

Jul 23, 2019

Nov 13, 2020

DOMINION EMPLOYEE BENEFIT TRUST LIMITED

Shareholder

yes

05/2008

Jul 23, 2019

Nov 13, 2020

Khlat, Tarek, Paul

Director

yes

05/2010

Jul 23, 2019

Nov 13, 2020

Sukonthabhund, Yai

DIRECTOR & CHIEF EXECUTIVE OFFICER

yes

05/2010

Jul 23, 2019

Nov 13, 2020

Evius, Rose-Marie, Charlotte

CHIEF COMPLIANCE OFFICER

01/2020

Jun 29, 2020

Nov 13, 2020

Maag, Julian-Alfred

Shareholder

05/2010

Jul 23, 2019

Nov 13, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CROSSBRIDGE CAPITAL (MONACO) SAM

n/a

yes

n/a

CROSSBRIDGE CAPITAL LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jun 29, 2020

$1.0B

$4.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.0B

n/a