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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)22 years in industry

WILLIAM LOUIS PFADT

Advisor at LPL FINANCIAL LLC

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:a7cef32a-533f-498a-ceee-65b85ef055d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Jun 28, 2004
First registration: Apr 14, 2005
Dual registered: yes, broker-dealer
Other names: BILL PFADT
IAPD individual key: 2033058

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	INDIANAPOLIS, IN	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jul 21, 2015	Dec 6, 2017	no	INDIANAPOLIS, IN\|MASON, OH\|LOS ANGELES, CA	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Apr 6, 2015	Jul 27, 2015	no	CARMEL, IN\|CINCINNATI, OH	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Apr 14, 2005	Mar 13, 2015	no	INDIANAPOLIS, IN\|CARMEL, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Dec 6, 2017	Nov 29, 2017	-7	Bulk transfer	Other
ON INVESTMENT MANAGEMENT CO	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jul 27, 2015	Jul 21, 2015	-6	Firm change	Other
ONEAMERICA SECURITIES, INC.	ON INVESTMENT MANAGEMENT CO	Mar 13, 2015	Apr 6, 2015	24	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jul 21, 2015 to Dec 6, 2017factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Apr 6, 2015 to Jul 27, 2015factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Apr 14, 2005 to Mar 13, 2015factForm ADV

Dated events

No dated event names this entity yet.