DFX Intelligence

J••••• J• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

J••••• J• B••••••••

Advisor at E•••••• F•••••••• E••••••

DUBUQUE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7cf5210-b019-96cb-cad6-66680f34b718

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 21, 2023	n/a	yes	DUBUQUE, IA	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jun 4, 2021	Aug 31, 2023	no	GREENWOOD VILLAGE, CO\|DUBUQUE, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	E•••••• F•••••••• E••••••	Aug 31, 2023	Nov 21, 2023	82	Firm change	Ibd to RIA
P••••••••• S••••• S••••••••• L••	E•••••• A••••••• G••••• L••	Nov 24, 2020	Jun 4, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
286153:112058:IA:2020-11-24	Nov 24, 2020	Jun 4, 2021	DUBUQUE, IA	Firm change

Relationships

Registered with (3)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 21, 2023 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Jun 4, 2021 to Aug 31, 2023factForm ADV
→ P••••••••• S••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2020 to Nov 24, 2020factForm ADV

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7cf5210-b019-96cb-cad6-66680f34b718
First observed: Aug 21, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.