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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

IIFL WEALTH MANAGEMENT LIMITED

CRD 302103

MUMBAI, MAHARASHTRA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7cfc3f3-21d9-6798-236d-cc2963344730

Data as of Feb 11, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2019 to Feb 11, 2020
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $337MItem 5.F on the latest filing (2020-02-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $272M
Private client RAUM: $300MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 589
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 87
Individual clients: 35
High net worth clients: 38
SEC number: 801-116995
CRD: 302103
Filings on the tape: 5
First filed: Jun 20, 2019
Latest filed: Feb 11, 2020
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BHAGAT, KARAN	DIRECTOR/SHAREHOLDER	A	yes	09/2010	Jun 20, 2019	Feb 11, 2020
FAIRFAX FINANCIAL HOLDINGS LIMITED	Shareholder	D	yes	11/2014	Jun 20, 2019	Feb 11, 2020
FAIRFAX INDIA HOLDINGS CORPORATION	Shareholder	D	yes	11/2014	Jun 20, 2019	Feb 11, 2020
FIH MAURITIUS INVESTMENT LIMITED	Shareholder	B	yes	06/2019	Jun 20, 2019	Feb 11, 2020
GENERAL ATLANTIC SINGAPORE FUND PTE. LTD.	Shareholder	B	yes	02/2016	Jul 25, 2019	Feb 11, 2020
JAIN, NIRMAL, BHANWARLAL	DIRECTOR/SHAREHOLDER	B	yes	01/2008	Jun 20, 2019	Feb 11, 2020
SHAH, YATIN	Director	Na	yes	09/2010	Jun 20, 2019	Feb 11, 2020
TENDULKAR, SONALI	COMPLIANCE OFFICER	Na	yes	01/2019	Jun 20, 2019	Feb 11, 2020
GALA, VIPUL	HEAD - OPERATIONS	Na	no	07/2018	Jun 20, 2019	Feb 11, 2020
MATHUR, GEETA	Director	Na	no	03/2015	Jun 20, 2019	Feb 11, 2020
NAIK, ASHUTOSH, ASHOK	CHIEF COMPLIANCE OFFICER	Na	no	01/2011	Jun 20, 2019	Feb 11, 2020
NAIK, SANDEEP, ACHYUT	Director	Na	no	02/2016	Jun 20, 2019	Feb 11, 2020
NANAVATI, MIHIR	CHIEF FINANCIAL OFFICER	Na	no	01/2017	Jun 20, 2019	Feb 11, 2020
NARAYAN, SUBBARAMAN	Director	Na	no	06/2019	Jul 25, 2019	Feb 11, 2020
RAJAMANI, VENKATARAMAN	Director	Na	no	01/2008	Jun 20, 2019	Feb 11, 2020
RASTOGI, SHANTANU	Director	Na	no	02/2016	Jun 20, 2019	Feb 11, 2020
VIKAMSEY, NILESH, SHIVJI	Director	Na	no	05/2013	Jun 20, 2019	Feb 11, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IIFL ASSET MANAGEMENT LIMITED	n/a	Other adviser	$4.3B	Y	yes	n/a
IIFL ASSET MANAGEMENT (MAURITIUS) LIMITED	n/a	n/a	n/a	Y	yes	n/a
IIFL CAPITAL INC.	n/a	n/a	n/a	N	yes	n/a
IIFL CAPITAL PTE LTD	n/a	n/a	n/a	Y	yes	n/a
IIFL HOLDINGS LIMITED	n/a	n/a	n/a	Y	no	n/a
IIFL INC.	n/a	n/a	n/a	Y	yes	n/a
IIFL INSURANCE BROKERS LTD	n/a	n/a	n/a	N	yes	n/a
IIFL INVESTMENT ADVISER & TRUSTEE SERVICES LTD	n/a	n/a	n/a	Y	yes	n/a
IIFL MANAGEMENT SERVICES LTD	n/a	n/a	n/a	N	yes	n/a
IIFL SECURITIES LTD	n/a	n/a	n/a	N	yes	n/a
IIFL TRUSTEE LTD	n/a	n/a	n/a	Y	yes	n/a
IIFL WEALTH FINANCE LTD	n/a	n/a	n/a	Y	yes	n/a
IIFL WEALTH PORTFOLIO MANAGERS LIMITED	n/a	n/a	n/a	Y	yes	n/a

Relationships

Affiliated with (1)

→ 360 ONE ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (9)

← NAIK, SANDEEP, ACHYUTOwnerDIRECTOR, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← RASTOGI, SHANTANUOwnerDIRECTOR, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← NAIK, ASHUTOSH, ASHOKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← RAJAMANI, VENKATARAMANOwnerDIRECTOR, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← VIKAMSEY, NILESH, SHIVJIOwnerDIRECTOR, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← MATHUR, GEETAOwnerDIRECTOR, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← NANAVATI, MIHIROwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← GALA, VIPULOwnerHEAD - OPERATIONS, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← NARAYAN, SUBBARAMANOwnerDIRECTOR, ownership code NA, individual
Jul 25, 2019 to presentfactForm ADV

Controls (8)

← TENDULKAR, SONALIOwnerCOMPLIANCE OFFICER, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← JAIN, NIRMAL, BHANWARLALOwnerDIRECTOR/SHAREHOLDER, ownership code B, individual
Jun 20, 2019 to presentfactForm ADV
← SHAH, YATINOwnerDIRECTOR, ownership code NA, individual
Jun 20, 2019 to presentfactForm ADV
← BHAGAT, KARANOwnerDIRECTOR/SHAREHOLDER, ownership code A, individual
Jun 20, 2019 to presentfactForm ADV
← FAIRFAX FINANCIAL HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code D, foreign entity
Jun 20, 2019 to presentfactForm ADV
← FAIRFAX INDIA HOLDINGS CORPORATIONOwnerSHAREHOLDER, ownership code D, foreign entity
Jun 20, 2019 to presentfactForm ADV
← FIH MAURITIUS INVESTMENT LIMITEDOwnerSHAREHOLDER, ownership code B, foreign entity
Jun 20, 2019 to presentfactForm ADV
← GENERAL ATLANTIC SINGAPORE FUND PTE. LTD.OwnerSHAREHOLDER, ownership code B, foreign entity
Jul 25, 2019 to presentfactForm ADV

Dated events

Occurred
Jun 20, 2019
First Form ADV filing
Iifl Wealth Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7cfc3f3-21d9-6798-236d-cc2963344730
First observed: Jun 20, 2019
Last observed: Feb 11, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IIFL WEALTH MANAGEMENT LIMITED

CRD 302103

MUMBAI, MAHARASHTRA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7cfc3f3-21d9-6798-236d-cc2963344730

Data as of Feb 11, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BHAGAT, KARAN

DIRECTOR/SHAREHOLDER

yes

09/2010

Jun 20, 2019

Feb 11, 2020

FAIRFAX FINANCIAL HOLDINGS LIMITED

Shareholder

yes

11/2014

Jun 20, 2019

Feb 11, 2020

FAIRFAX INDIA HOLDINGS CORPORATION

Shareholder

yes

11/2014

Jun 20, 2019

Feb 11, 2020

FIH MAURITIUS INVESTMENT LIMITED

Shareholder

yes

06/2019

Jun 20, 2019

Feb 11, 2020

GENERAL ATLANTIC SINGAPORE FUND PTE. LTD.

Shareholder

yes

02/2016

Jul 25, 2019

Feb 11, 2020

JAIN, NIRMAL, BHANWARLAL

DIRECTOR/SHAREHOLDER

yes

01/2008

Jun 20, 2019

Feb 11, 2020

SHAH, YATIN

Director

yes

09/2010

Jun 20, 2019

Feb 11, 2020

TENDULKAR, SONALI

COMPLIANCE OFFICER

yes

01/2019

Jun 20, 2019

Feb 11, 2020

GALA, VIPUL

HEAD - OPERATIONS

07/2018

Jun 20, 2019

Feb 11, 2020

MATHUR, GEETA

Director

03/2015

Jun 20, 2019

Feb 11, 2020

NAIK, ASHUTOSH, ASHOK

CHIEF COMPLIANCE OFFICER

01/2011

Jun 20, 2019

Feb 11, 2020

NAIK, SANDEEP, ACHYUT

Director

02/2016

Jun 20, 2019

Feb 11, 2020

NANAVATI, MIHIR

CHIEF FINANCIAL OFFICER

01/2017

Jun 20, 2019

Feb 11, 2020

NARAYAN, SUBBARAMAN

Director

06/2019

Jul 25, 2019

Feb 11, 2020

RAJAMANI, VENKATARAMAN

Director

01/2008

Jun 20, 2019

Feb 11, 2020

RASTOGI, SHANTANU

Director

02/2016

Jun 20, 2019

Feb 11, 2020

VIKAMSEY, NILESH, SHIVJI

Director

05/2013

Jun 20, 2019

Feb 11, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IIFL ASSET MANAGEMENT LIMITED

n/a

Other adviser

$4.3B

yes

n/a

IIFL ASSET MANAGEMENT (MAURITIUS) LIMITED

n/a

yes

n/a

IIFL CAPITAL INC.

n/a

yes

n/a

IIFL CAPITAL PTE LTD

n/a

yes

n/a

IIFL HOLDINGS LIMITED

n/a

IIFL INC.

n/a

yes

n/a

IIFL INSURANCE BROKERS LTD

n/a

yes

n/a

IIFL INVESTMENT ADVISER & TRUSTEE SERVICES LTD

n/a

yes

n/a

IIFL MANAGEMENT SERVICES LTD

n/a

yes

n/a

IIFL SECURITIES LTD

n/a

yes

n/a

IIFL TRUSTEE LTD

n/a

yes

n/a

IIFL WEALTH FINANCE LTD

n/a

yes

n/a

IIFL WEALTH PORTFOLIO MANAGERS LIMITED

n/a

yes

n/a