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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SMITH ASSET MANAGEMENT CO., LLC

CRD 127684

CHIEFLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7d19271-1731-2de3-1aeb-3c39dbe35720

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2015 to May 5, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $281MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $281M
Private client RAUM: $278MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $93.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,273
Individual clients: 726
High net worth clients: 39
Custody, client assets: $138M
SEC number: 801-81169
CRD: 127684
Filings on the tape: 20
First filed: Mar 16, 2015
Latest filed: May 5, 2026
Organised: Limited Liability Company, FL
Website: smithamco.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN SHANNON SMITH	n/a	CASSELBERRY, FL	21	23	n/a	no
Benjamin Caleb Smith	n/a	CHIEFLAND, FL	5	11	n/a	no
Stephen Joseph Smith	n/a	CHIEFLAND, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SMITH, BENJAMIN, LARRY	OWNER/VICE-PRESIDENT	D	yes	08/2004	Mar 16, 2015	Jul 8, 2024
SMITH, BENJAMIN, SHANNON	PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	08/2004	Mar 16, 2015	Jul 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BENJAMIN SHANNON SMITH	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$281M	$281M	7	4	0	n/a	n/a
2024	Apr 8, 2025	$261M	$261M	7	4	0	n/a	n/a
2023	Mar 8, 2024	$234M	$234M	4	4	0	n/a	n/a
2022	Mar 2, 2023	$229M	$229M	2	2	0	n/a	n/a
2021	Mar 14, 2022	$225M	$225M	1	1	0	n/a	n/a
2020	Feb 8, 2021	$209M	$209M	2	1	0	n/a	n/a
2019	Mar 11, 2020	$177M	$177M	1	1	0	n/a	n/a
2018	Feb 19, 2019	$157M	$157M	1	1	0	n/a	n/a
2017	Feb 8, 2018	$159M	$159M	1	1	0	n/a	n/a
2016	Mar 3, 2017	$146M	$146M	2	1	n/a	n/a	n/a
2015	Feb 4, 2016	$117M	$117M	2	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$281M	$261M	7.6%	$229M	7.1%	7	7	0	0

Relationships

Registered with (3)

← Stephen Joseph SmithAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← Benjamin Caleb SmithAdvisorregistration: current employment
Aug 27, 2021 to presentfactForm ADV
← BENJAMIN SHANNON SMITHAdvisorregistration: current employment
Mar 29, 2005 to presentfactForm ADV

Controls (2)

← SMITH, BENJAMIN, SHANNONOwnerPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 16, 2015 to Jul 8, 2024factForm ADV
← SMITH, BENJAMIN, LARRYOwnerOWNER/VICE-PRESIDENT, ownership code D, individual
Mar 16, 2015 to Jul 8, 2024factForm ADV

Dated events

Occurred
Mar 16, 2015
First Form ADV filing
Smith Asset Management Co., Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7d19271-1731-2de3-1aeb-3c39dbe35720
First observed: Mar 16, 2015
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMITH ASSET MANAGEMENT CO., LLC

CRD 127684

CHIEFLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7d19271-1731-2de3-1aeb-3c39dbe35720

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN SHANNON SMITH

n/a

CASSELBERRY, FL

n/a

Benjamin Caleb Smith

n/a

CHIEFLAND, FL

n/a

Stephen Joseph Smith

n/a

CHIEFLAND, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SMITH, BENJAMIN, LARRY

OWNER/VICE-PRESIDENT

yes

08/2004

Mar 16, 2015

Jul 8, 2024

SMITH, BENJAMIN, SHANNON

PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2004

Mar 16, 2015

Jul 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BENJAMIN SHANNON SMITH

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$281M

n/a

2024

Apr 8, 2025

$261M

n/a

2023

Mar 8, 2024

$234M

n/a

2022

Mar 2, 2023

$229M

n/a

2021

Mar 14, 2022

$225M

n/a

2020

Feb 8, 2021

$209M

n/a

2019

Mar 11, 2020

$177M

n/a

2018

Feb 19, 2019

$157M

n/a

2017

Feb 8, 2018

$159M

n/a

2016

Mar 3, 2017

$146M

n/a

2015

Feb 4, 2016

$117M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$281M

$261M

7.6%

$229M

7.1%