DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 157179
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A••••••••• M••••• A•••••••• F••• L•••••• | Hedge Fund | $353M | Jul 25, 2019 | 5 | Jan 27, 2016 | reported | 021-252175 |
| A••••••••• D••••••••• O••••••••• F••• L•••••• | Hedge Fund | $123M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••••• C•••••• S••••••• ••• I••• | G•••••• PARTNER | Na | yes | 08/2008 | Mar 14, 2012 | Jan 24, 2020 |
| A••••••••• I••••••••• M••••••••• L•• | Shareholder | E | yes | 08/2007 | Mar 14, 2012 | Jan 24, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••••••• C•••••• P••••••• L•• | n/a | Former SEC adviser | $7.5B | Y | yes | n/a |
| A••••••••• G•••••• P•••••• L•••••• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $7.5B | $16B | -53.9% | $12B | -15.4% | 27 | 41 | 0 | 0 |
| 3 |
| Feb 14, 2012 |
| dropped |
| 021-173677 |
| A••••••••• I••••••••• F••• L•••••• | Hedge Fund | $103M | Jun 7, 2019 | 2 | Jun 21, 2017 | reported | n/a |
| A••••••••• C••••••••• O••••••••• F••• L•••••• | Hedge Fund | $55.0M | Jul 25, 2019 | 1 | Jul 25, 2019 | reported | n/a |
| A••••••••• E••••• F•••• F••• L•••••• | Hedge Fund | $48.4M | Jul 25, 2019 | 7 | Feb 14, 2012 | reported | 021-138806 |
| CO-CHIEF OPERATING OFFICER & CHIEF LEGAL OFFICER |
| Na |
| yes |
| 08/2014 |
| Mar 30, 2016 |
| Jan 24, 2020 |
| D•••••• S••••• D•••••• | DIRECTOR OF G•••••• PARTNER | Na | yes | 05/2018 | Mar 6, 2019 | Jan 24, 2020 |
| G••••••••• A•••••••• | CO-CHIEF OPERATING OFFICER | Na | yes | 05/2016 | Jun 6, 2016 | Jan 24, 2020 |
| J••••••••• A•••• | CHIEF FINANCIAL OFFICER | Na | yes | 07/2012 | Oct 22, 2012 | Jan 24, 2020 |
| N••••• N•••••••• G••••• | L•••••• PARTNER | D | yes | 08/2007 | Mar 14, 2012 | Jan 24, 2020 |
| N••••• N•••••••• G••••• | Shareholder | D | yes | 10/2007 | Mar 14, 2012 | Jan 24, 2020 |
| N••••• N•••••••• G••••• | CHIEF INVESTMENT OFFICER | Na | yes | 02/2008 | Mar 14, 2012 | Jan 24, 2020 |
| R••••••• D•••••• P•••••• | CHIEF RISK OFFICER | Na | yes | 05/2015 | Sep 15, 2015 | Jan 24, 2020 |
| W•••••• D••••• C•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2015 | Sep 15, 2015 | Jan 24, 2020 |
| A••••••••• C•••••• P••••••• I• L•• | Partner | D | no | 02/2008 | Mar 14, 2012 | Jan 24, 2020 |
| D••• C•••••• L•• | SPECIAL L•••••• PARTNER | B | no | 02/2008 | Mar 31, 2014 | Jan 24, 2020 |
| D••••••• B••• A• | Member | E | no | 02/2008 | Mar 31, 2014 | Jan 24, 2020 |
| $7.5B |
| $7.5B |
| 27 |
| 16 |
| 0 |
| 4 |
| $7.6B |
| 2017 | Mar 7, 2018 | $16B | $16B | 41 | 24 | 0 | 4 | $16B |
| 2016 | Mar 30, 2017 | $14B | $14B | 49 | 29 | n/a | 4 | $15B |
| 2015 | Mar 30, 2016 | $12B | $12B | 42 | 25 | n/a | 4 | $12B |
| 2014 | Mar 31, 2015 | $19B | $19B | 41 | 27 | n/a | 3 | $19B |
| 2013 | Mar 31, 2014 | $15B | $15B | 33 | 23 | n/a | 3 | $15B |
| 2012 | Apr 1, 2013 | $9.3B | $9.3B | 25 | 17 | n/a | 3 | $9.4B |
| 2011 | Mar 14, 2012 | $5.4B | $5.4B | n/a | n/a | n/a | 3 | $5.4B |