DFX Intelligence

J••• D•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner35 years in industry

J••• D•••••• T•••••

Advisor at W••••••••• P•••••••• L••

ROCK ISLAND, IL | DAVENPORT, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7dc4fd9-3b96-7877-ade1-321465a916e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• P•••••••• L••	Independent wealth	Dec 18, 2023	n/a	yes	DAVENPORT, IA\|DAVENPORT, IA\|ROCK ISLAND, IL	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jun 30, 1998	Dec 21, 2023	no	ROCK ISLAND, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	W••••••••• P•••••••• L••	Dec 21, 2023	Dec 18, 2023	-3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ W••••••••• P•••••••• L••Registered adviserregistration: current employment
Dec 18, 2023 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 30, 1998 to Dec 21, 2023factForm ADV

Dated events

Occurred
Dec 21, 2023
Advisor changed firm
J••• D•••••• T••••• left S••••••••• A•••••• A•••••••• I••• for W••••••••• P•••••••• L•• (registered 2023-12-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7dc4fd9-3b96-7877-ade1-321465a916e5
First observed: Jun 30, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.