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Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Anniston,, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Feb 13, 2013 | n/a | yes | Anniston,, AL | Current employment |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Aug 15, 2008 | Feb 13, 2013 | no | OXFORD, AL|BIRMINGHAM, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• K••••• • C••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | M••••• K••••• • C••••••• L•• | Aug 21, 2008 | Aug 15, 2008 |
| W•••• F•••• A••••••• | Wirehouse | Apr 4, 2008 | Aug 21, 2008 | no | BIRMINGHAM, AL | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Dec 17, 2004 | Apr 4, 2008 | no | BIRMINGHAM, AL|ANNISTON, AL|OXFORD, AL | Previous registration |
| -6 |
| Firm change |
| Other |
| M••••• K••••• • C••••••• L•• | W•••• F•••• A••••••• | Apr 4, 2008 | Apr 4, 2008 | 0 | Firm change | Other |