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J••••• D•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••••• D•••• L•••••

Advisor at C••••••••• F•••••••• N••••••

Doylestown, PA

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Search this name across graphsid dfx:ria:a7e60069-1185-fb37-f32a-d64d8c82f04b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	May 11, 2023	n/a	yes	Doylestown, PA	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 14, 2019	May 12, 2023	no	DOYLESTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	May 12, 2023	May 11, 2023	-1	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:8032:PA:2023-05-08	May 12, 2023	May 11, 2023	DOYLESTOWN, PA	Firm change

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2019 to May 12, 2023factForm ADV

Dated events

Occurred
May 12, 2023
Advisor changed firm
J••••• D•••• L••••• left S••••••• F•••••••• S•••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2023-05-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7e60069-1185-fb37-f32a-d64d8c82f04b
First observed: Mar 14, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.