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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

WILLIAM DANIEL PRESTAGE

Advisor at OSAIC WEALTH, INC.

Gallatin, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 23, 2009
First registration: Jan 14, 2010
Dual registered: yes, broker-dealer
Other names: DANNY PRESTAGE
IAPD individual key: 5750312

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 23, 2024	n/a	yes	Gallatin, TN	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Apr 19, 2022	Aug 23, 2024	no	Hendersonville, TN\|Mount Juliet, TN\|ATLANTA, GA\|Mount Juliet, TN\|Gallatin, TN	Previous registration
KEY CAPITAL MANAGEMENT, INC.	Independent wealth	Feb 11, 2015	May 18, 2022	no	HENDERSONVILLE, TN	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Dec 16, 2010	Jul 14, 2016	no	HENDERSONVILLE, TN	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 14, 2010	Dec 17, 2010	no	HENDERSONVILLE, TN\|GILFORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD ADVISORS, LLC	OSAIC WEALTH, INC.	Aug 23, 2024	Aug 23, 2024	0	Bulk transfer	Ibd to ibd
KEY CAPITAL MANAGEMENT, INC.	TRIAD ADVISORS, LLC	May 18, 2022	Apr 19, 2022	-29	Firm change	RIA to ibd
WFG ADVISORS, LP	KEY CAPITAL MANAGEMENT, INC.	Jul 14, 2016	Feb 11, 2015	-519	Firm change after gap	Other
INVESTORS CAPITAL ADVISORY	WFG ADVISORS, LP	Dec 17, 2010	Dec 16, 2010	-1	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Aug 23, 2024 to presentfactForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 19, 2022 to Aug 23, 2024factForm ADV
→ KEY CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 11, 2015 to May 18, 2022factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Dec 16, 2010 to Jul 14, 2016factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 14, 2010 to Dec 17, 2010factForm ADV

Dated events

Occurred
May 18, 2022
Advisor changed firm
William Daniel Prestage left Key Capital Management, Inc. for Triad Advisors, Llc (registered 2022-04-19)
Form ADVobserved 4 days ago