DFX Intelligence

T•••• M•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

T•••• M•••••• E••••••

Advisor at G••••• R••••••••• P••••••• L••

Long Beach, CA | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:a7f9eaea-7184-76a1-8b6a-f62bb3b5781f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Jan 1, 2025	n/a	yes	Long Beach, CA\|SAN RAFAEL, CA	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Oct 11, 2013	Mar 22, 2019	no	LONG BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	G••••• R••••••••• P••••••• L••	Mar 22, 2019	Jan 1, 2025	2,112	Firm change after gap	Other
N•• A•••••••• I•••	I••••••••• F•••••••• P•••••••	Dec 1, 2010	Oct 11, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:172011:CA:2019-03-22	Mar 22, 2019	Jan 1, 2025	LONG BEACH, CA	Firm change after gap

Relationships

Registered with (3)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 11, 2013 to Mar 22, 2019factForm ADV
→ N•• A•••••••• I•••Registered adviserregistration: previous registration
Mar 9, 2010 to Dec 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7f9eaea-7184-76a1-8b6a-f62bb3b5781f
First observed: Mar 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.