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T••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T••••••••• W••••• M••••••••• L••

CRD 107812

DENVER, CO

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Search this name across graphsid dfx:ria:a800b228-2d26-054a-4d3c-8bf14c513875

Data as of Mar 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: Nov 17, 2011 to Mar 26, 2024
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $478MItem 5.F on the latest filing (2024-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $478M
Private client RAUM: $452MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• B••••• R••••••	CCO/MANAGING MEMBER	Na	yes	07/2000	Nov 17, 2011	Mar 26, 2024
M••••• G••••• A••••••• I•••	PARENT COMPANY	E	yes	12/2023	Jan 5, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$478M	$392M	22.2%	$348M	11.2%	7	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G••••• A••••••• I•••	5	Aug 9, 2024	Jan 22, 2024	DENVER, CO	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← M••••• G••••• A••••••• I•••OwnerPARENT COMPANY, ownership code E, domestic entity
Jan 5, 2024 to presentfactForm ADV
← B••••••• B••••• R••••••OwnerCCO/MANAGING MEMBER, ownership code NA, individual
Nov 17, 2011 to presentfactForm ADV
← S•••••••• G•••• P•••OwnerMEMBER, ownership code NA, individual
Nov 17, 2011 to presentfactForm ADV

Owns (2)

← S••••••••• M•••••••• R•••OwnerMEMBER, ownership code NA, individual

Dated events

Occurred
Aug 9, 2024
Firm absorbed
T••••••••• W••••• M••••••••• L••'s advisors moved to M••••• G••••• A••••••• I••• (Denver, CO): 5 of 5 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Aug 9, 2024
Advisor changed firm
Michael Gene Simmons left T••••••••• W••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-01-12)
Form ADVobserved 7 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Michelle Ruth Sandt-Wade left T••••••••• W••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-01-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a800b228-2d26-054a-4d3c-8bf14c513875
First observed: Nov 17, 2011
Last observed: Mar 26, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.