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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Alan Thomas Topolski

Advisor at COMMONWEALTH FINANCIAL NETWORK

Blue Ash, OH

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Search this name across graphsid dfx:ria:a80380aa-6eed-c255-e021-c417aab83c6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 20, 2000
First registration: Dec 1, 2011
Dual registered: yes, broker-dealer
Other names: ALAN THOMAS TOPOLSKI|Alan Topolski
IAPD individual key: 4266699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 21, 2025	n/a	yes	Blue Ash, OH	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Mar 25, 2024	Mar 31, 2025	no	SYRACUSE, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 22, 2023	Dec 7, 2023	no	FORT MILL, SC\|North Bend, OH	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Mar 6, 2012	Mar 29, 2023	no	CHILLICOTHE, OH\|NEWPORT, KY\|OVERLAND PARK, KS\|NORTH BEND, OH\|OVERLAND PARK, KS	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 17, 2012	Feb 13, 2012	no	CINCINNATI, OH	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Dec 1, 2011	Dec 31, 2011	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	COMMONWEALTH FINANCIAL NETWORK	Mar 31, 2025	Apr 21, 2025	21	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CADARET GRANT & CO INC	Dec 7, 2023	Mar 25, 2024	109	Firm change	Ibd to ibd
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Mar 29, 2023	Apr 22, 2023	24	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	CETERA ADVISORS LLC	Feb 13, 2012	Mar 6, 2012	22	Firm change	Other
CETERA ADVISORS LLC	EQUITABLE ADVISORS, LLC	Dec 31, 2011	Jan 17, 2012	17	Firm change	Other

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Mar 25, 2024 to Mar 31, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 22, 2023 to Dec 7, 2023factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 6, 2012 to Mar 29, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 17, 2012 to Feb 13, 2012factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Alan Thomas Topolski left Cadaret Grant & Co Inc for Commonwealth Financial Network (registered 2025-04-21)
Form ADVobserved 3 days ago
Occurred
Dec 7, 2023
Advisor changed firm
Alan Thomas Topolski left Lpl Financial Llc for Cadaret Grant & Co Inc (registered 2024-03-25)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2023
Advisor changed firm
Alan Thomas Topolski left Cetera Advisors Llc for Lpl Financial Llc (registered 2023-04-22)
Form ADVobserved 3 days ago