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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

PATRICK LORITZ

Advisor at OSAIC WEALTH, INC.

GREEN BAY, WI

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Search this name across graphsid dfx:ria:a80a262d-e969-f7d0-95a3-a5cd938018e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 28, 2012
First registration: Sep 20, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 6091884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 19, 2024	n/a	yes	GREEN BAY, WI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	May 1, 2024	no	GREEN BAY, WI\|GREEN BAY, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Jun 19, 2015	Mar 24, 2021	no	GREEN BAY, WI\|GREEN BAY, WI\|CHICAGO, IL	Previous registration
EDWARD JONES	National bd RIA	Sep 20, 2012	Jun 10, 2015	no	TEMPE, AZ\|DE PERE, WI\|GREEN BAY, WI\|TEMPE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	May 1, 2024	Apr 19, 2024	-12	Firm change	Ibd to ibd
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
EDWARD JONES	BMO HARRIS FINANCIAL ADVISORS, INC	Jun 10, 2015	Jun 19, 2015	9	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Apr 19, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 24, 2021 to May 1, 2024factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Jun 19, 2015 to Mar 24, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 20, 2012 to Jun 10, 2015factForm ADV

Dated events

Occurred
May 1, 2024
Advisor changed firm
Patrick Loritz left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2024-04-19)
Form ADVobserved 5 days ago