DFX Intelligence
Data Factory
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Reading the graph
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Advisor at N•••••••• P••••••• A••••••••• I•••
BEDFORD, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• P••••••• A••••••••• I••• | Independent wealth | Mar 29, 2019 | n/a | yes | BEDFORD, NH | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 1, 2008 | n/a | yes | BEDFORD, NH|BEDFORD, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• F•••••••• G••••• L•• | N•••••••• P••••••• A••••••••• I••• | Dec 31, 2010 | Mar 29, 2019 | 3,010 | Firm change after gap | Other |
| O•••• F•• I••• | E••••• P••••••• O• N•• E••••••• L•• | Feb 4, 2008 |
| Current employment |
| F••••••• F•••••••• G••••• L•• | n/a | Sep 11, 2009 | Dec 31, 2010 | no | MANCHESTER, NH | Previous registration |
| E••••• P••••••• O• N•• E••••••• L•• | Former SEC adviser | Dec 16, 2004 | Mar 14, 2005 | no | WINDHAM, NH | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jul 22, 2003 | Feb 4, 2008 | no | BURLINGTON, MA|MANCHESTER, NH | Previous registration |
| -1,145 |
| Firm change after gap |
| Other |
| E••••• P••••••• O• N•• E••••••• L•• | L•• F•••••••• L•• | Mar 14, 2005 | Feb 1, 2008 | 1,054 | Firm change after gap | Other |