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Advisor at LPL FINANCIAL LLC
ROCHESTER, MI | CLINTON TWP, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 22, 2021 | n/a | yes | CLINTON TWP, MI|ROCHESTER, MI | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jan 26, 2016 | Mar 12, 2021 | no | Royal Oak, MI | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 18, 2011 | Jan 28, 2016 | no | Southfield, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | LPL FINANCIAL LLC | Mar 12, 2021 | Mar 22, 2021 | 10 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | CENTAURUS FINANCIAL, INC. | Jan 28, 2016 | Jan 26, 2016 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 30833:6413:MI:2021-03-12 | Mar 12, 2021 | Mar 22, 2021 | ROYAL OAK, MI | Firm change |