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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Ivelisse Perez McSweeney

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Tampa, FL | SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:a824aece-400b-1c94-aea9-84b346a2e817

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 6, 2012
First registration: Jun 12, 2015
Dual registered: yes, broker-dealer
Other names: IVEE PEREZ|IVELISSE PEREZ|Ivelisse Perez|IVELISSE MCSWEENEY|Ivelisse Perez|Ivelisse McSweeney|Ivee McSweeney
IAPD individual key: 5740128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Dec 15, 2020	n/a	yes	Tampa, FL\|SAINT LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 25, 2018	Nov 16, 2020	no	TAMPA, FL\|NAPLES, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 6, 2017	Jan 9, 2018	no	TAMPA, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 12, 2015	Jun 27, 2017	no	MIDDLETOWN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 16, 2020	Dec 15, 2020	29	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	WELLS FARGO ADVISORS	Jan 9, 2018	Jan 25, 2018	16	Firm change	Ibd to wirehouse
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Jun 27, 2017	Jul 6, 2017	9	Firm change	Other

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Dec 15, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 25, 2018 to Nov 16, 2020factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 6, 2017 to Jan 9, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 12, 2015 to Jun 27, 2017factForm ADV

Dated events

No dated event names this entity yet.