DFX Intelligence

B••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B••••• C•••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

San Diego, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 6, 2025	n/a	yes	San Diego, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 3, 2024	Oct 7, 2025	no	SAN DIEGO, CA\|Coronado, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 7, 2025	Oct 6, 2025	-1	Firm change	Ibd to ibd
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Oct 19, 2023	Jan 3, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:149018:CA:2025-10-02	Oct 7, 2025	Oct 6, 2025	CORONADO, CA	Firm change

Relationships

Registered with (6)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 3, 2024 to Oct 7, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2022 to Oct 19, 2023factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Order

Occurred
7 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Oct 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 18, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.