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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

BRENT MICHAEL PAHNKE

Advisor at HARBOUR INVESTMENTS, INC.

MIDDLETON, WI

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Search this name across graphsid dfx:ria:a82edb89-dd3f-1824-102d-31fde21d3816

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOUR INVESTMENTS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 12, 2001
First registration: Apr 19, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4343645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOUR INVESTMENTS, INC.	Independent wealth	Nov 1, 2023	n/a	yes	MIDDLETON, WI	Current employment
IGNITE PLANNERS LLC	Independent wealth	Jan 11, 2018	Jan 22, 2024	no	Mission Viejo, CA\|SAN CLEMENTE, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 6, 2017	Sep 26, 2018	no	SAN DIEGO, CA\|MIDDLETON, WI\|MIDDLETON, WI	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Feb 22, 2006	Nov 1, 2017	no	MILWAUKEE, WI\|MIDDLETON, WI\|SAN DIEGO, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 19, 2005	Mar 10, 2006	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IGNITE PLANNERS LLC	HARBOUR INVESTMENTS, INC.	Jan 22, 2024	Nov 1, 2023	-82	Firm change after gap	RIA to RIA
CETERA ADVISOR NETWORKS LLC	IGNITE PLANNERS LLC	Sep 26, 2018	Jan 11, 2018	-258	Firm change after gap	Ibd to new firm
GIRARD SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 1, 2017	Sep 6, 2017	-56	Bulk transfer	Other
RBC CAPITAL MARKETS, LLC	GIRARD SECURITIES, INC.	Mar 10, 2006	Feb 22, 2006	-16	Firm change	Other

Relationships

Registered with (5)

→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: current employment
Nov 1, 2023 to presentfactForm ADV
→ IGNITE PLANNERS LLCRegistered adviserregistration: previous registration
Jan 11, 2018 to Jan 22, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 6, 2017 to Sep 26, 2018factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 22, 2006 to Nov 1, 2017factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 19, 2005 to Mar 10, 2006factForm ADV

Dated events

Occurred
Jan 22, 2024
Advisor changed firm
Brent Michael Pahnke left Ignite Planners Llc for Harbour Investments, Inc. (registered 2023-11-01)
Form ADVobserved 6 days ago