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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KISSINGER FINANCIAL SERVICES, LLC

CRD 284871

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a83017f2-b8a5-e651-1830-c11119647f4f

Data as of Sep 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2016 to Sep 21, 2017
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $262MItem 5.F on the latest filing (2017-09-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $213M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 6
Accounts: 2,150
SEC number: 801-108268
CRD: 284871
Filings on the tape: 9
First filed: Aug 10, 2016
Latest filed: Sep 21, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HIGHTOWER HOLDING, LLC	Owner	E	yes	05/2017	Sep 21, 2017	Sep 21, 2017
PAGLIUCO, ROBERT, STEVEN	EVP AND TREASURER	Na	yes	06/2017	Jun 29, 2017	Sep 21, 2017
WT ACQUISITION, LLC	Owner	E	yes	05/2017	Sep 21, 2017	Sep 21, 2017
CORNE, ROBERT, JEFFERY	VICE PRESIDENT AND SECRETARY	Na	no	07/2016	Aug 10, 2016	Sep 21, 2017
HUNT, DAVID, LEE	VICE PRESIDENT	Na	no	07/2016	Aug 10, 2016	Sep 21, 2017
KISSINGER, EDWARD WILLIAM, HENRY	VICE PRESIDENT	Na	no	07/2016	Aug 10, 2016	Sep 21, 2017
KISSINGER, WILLIAM, IRVIN	President	Na	no	07/2016	Aug 10, 2016	Sep 21, 2017
TYSON, WILLIAM, STANTON	CHIEF COMPLIANCE OFFICER	Na	no	07/2016	Aug 10, 2016	Sep 21, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHTOWER ADVISORS, LLC	n/a	Bd affiliated wealth	$199B	N	yes	n/a
GFS ADVISORS LLC	n/a	Mixed wealth	$3.8B	N	yes	n/a
LEONETTI & ASSOCIATES, LLC	n/a	Former SEC adviser	$713M	N	yes	n/a
THE RIKOON GROUP, LLC	n/a	Former SEC adviser	$72.2M	N	yes	n/a
GLOBAL FINANCIAL SERVICES, L.L.C.	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
RDM INVESTMENT SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	$206M	$203M	14	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$262M	n/a	n/a	n/a	n/a	14	n/a	n/a	n/a

Relationships

Affiliated with (6)

← THE RIKOON GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← LEONETTI & ASSOCIATES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE RIKOON GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GFS ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LEONETTI & ASSOCIATES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (5)

← KISSINGER, WILLIAM, IRVINOwnerPRESIDENT, ownership code NA, individual
Aug 10, 2016 to presentfactForm ADV
← TYSON, WILLIAM, STANTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 10, 2016 to presentfactForm ADV
← HUNT, DAVID, LEEOwnerVICE PRESIDENT, ownership code NA, individual
Aug 10, 2016 to presentfactForm ADV
← KISSINGER, EDWARD WILLIAM, HENRYOwnerVICE PRESIDENT, ownership code NA, individual
Aug 10, 2016 to presentfactForm ADV
← CORNE, ROBERT, JEFFERYOwnerVICE PRESIDENT AND SECRETARY, ownership code NA, individual
Aug 10, 2016 to presentfactForm ADV

Controls (3)

← PAGLIUCO, ROBERT, STEVENOwnerEVP AND TREASURER, ownership code NA, individual
Jun 29, 2017 to presentfactForm ADV
← HIGHTOWER HOLDING, LLCOwnerOWNER, ownership code E, domestic entity
Sep 21, 2017 to presentfactForm ADV
← WT ACQUISITION, LLCOwnerOWNER, ownership code E, domestic entity
Sep 21, 2017 to presentfactForm ADV

Dated events

Occurred
Aug 10, 2016
First Form ADV filing
Kissinger Financial Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a83017f2-b8a5-e651-1830-c11119647f4f
First observed: Aug 10, 2016
Last observed: Sep 21, 2017 109 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KISSINGER FINANCIAL SERVICES, LLC

CRD 284871

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a83017f2-b8a5-e651-1830-c11119647f4f

Data as of Sep 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HIGHTOWER HOLDING, LLC

Owner

yes

05/2017

Sep 21, 2017

PAGLIUCO, ROBERT, STEVEN

EVP AND TREASURER

yes

06/2017

Jun 29, 2017

Sep 21, 2017

WT ACQUISITION, LLC

Owner

yes

05/2017

Sep 21, 2017

CORNE, ROBERT, JEFFERY

VICE PRESIDENT AND SECRETARY

07/2016

Aug 10, 2016

Sep 21, 2017

HUNT, DAVID, LEE

VICE PRESIDENT

07/2016

Aug 10, 2016

Sep 21, 2017

KISSINGER, EDWARD WILLIAM, HENRY

VICE PRESIDENT

07/2016

Aug 10, 2016

Sep 21, 2017

KISSINGER, WILLIAM, IRVIN

President

07/2016

Aug 10, 2016

Sep 21, 2017

TYSON, WILLIAM, STANTON

CHIEF COMPLIANCE OFFICER

07/2016

Aug 10, 2016

Sep 21, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHTOWER ADVISORS, LLC

n/a

Bd affiliated wealth

$199B

yes

n/a

GFS ADVISORS LLC

n/a

Mixed wealth

$3.8B

yes

n/a

LEONETTI & ASSOCIATES, LLC

n/a

Former SEC adviser

$713M

yes

n/a

THE RIKOON GROUP, LLC

n/a

Former SEC adviser

$72.2M

yes

n/a

GLOBAL FINANCIAL SERVICES, L.L.C.

n/a

yes

n/a

HIGHTOWER SECURITIES, LLC

n/a

yes

n/a

RDM INVESTMENT SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

$206M

$203M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$262M

n/a