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B•••••• J•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••••• J•••• S•••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8314e4d-11df-48df-6564-0e99432b13c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jan 19, 2018	n/a	yes	Lone Tree, CO	Current employment
S••••• W••••• I••••••••• A•••••••• I•••	Former SEC adviser	Jan 15, 2015	Mar 29, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• I••••••••• A•••••••• I•••	C•••••• S••••• • C••• I•••	Mar 29, 2018	Jan 19, 2018	-69	Channel change	Other
S••••• W••••• A•••••••• I•••	S••••• W••••• I••••••••• A•••••••• I•••	Dec 31, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
173455:5393:CA:2018-03-29	Mar 29, 2018	Jan 19, 2018	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 23, 2007 to Dec 31, 2011factForm ADV
→ S••••• W••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2015 to Mar 29, 2018factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8314e4d-11df-48df-6564-0e99432b13c5
First observed: Oct 23, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.