DFX Intelligence

A••••• R•• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

A••••• R•• M••••••••

Advisor at P•••••••• F•••••••• A••••••• G••••

Melbourne, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• A••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• A••••••• G••••	Independent wealth	Feb 25, 2019	n/a	yes	Melbourne, FL	Current employment
T•••••• W••••• A•••••••• I•••	Former SEC adviser	Aug 14, 2015	May 30, 2024	no	MELBOURNE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• W••••• A•••••••• I•••	P•••••••• F•••••••• A••••••• G••••	May 30, 2024	Feb 25, 2019	-1,921	Firm change after gap	RIA to RIA
S••••• A••• A•••• M••••••••• I•••	T•••••• W••••• A•••••••• I•••	Nov 13, 2014	Aug 14, 2015

Relationships

Registered with (3)

→ P•••••••• F•••••••• A••••••• G••••Registered adviserregistration: current employment
Feb 25, 2019 to presentfactForm ADV
→ T•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2015 to May 30, 2024factForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 6, 2014 to Nov 13, 2014factForm ADV

Dated events

Order

Occurred
30 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 6, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.