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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TRIUMPH WEALTH ADVISORS, INC.

CRD 153175

WOODSTOCK, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c95a5d9-7708-8306-a2fc-2af7c96d0b75

Data as of Jul 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 15
On other graphs: 0
Observed: Apr 7, 2014 to Jul 17, 2024
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.1MItem 5.F on the latest filing (2024-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $28.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $7.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 241
Individual clients: 241
SEC number: 801-79603
CRD: 153175
Filings on the tape: 31
First filed: Apr 7, 2014
Latest filed: Jul 17, 2024
Organised: Corporation, Georgia

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JASON PAUL DAUGHERTY	n/a	ACWORTH, GA	15	26	n/a	yes
GREGORY ANTHONY MATTHEWS	Certified Financial Planner	Carrolton, TX	1	31	8	yes
GLENN EDWARD COOK	n/a	League City, TX	1	15	3	no
JOHN MARTIN BRADY	n/a	FRISCO, TX \| Plano, TX	1	35	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAUGHERTY, JASON, PAUL	PRESIDENT/CEO/CCO	E	yes	02/2010	Apr 7, 2014	Jul 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRIUMPH INSURANCE ADVISORS, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Carollton	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$41.7M	$0	15	15	2	n/a	n/a
2022	Mar 31, 2023	$23.4M	$0	21	21	3	n/a	n/a
2021	Mar 31, 2022	$17.1M	$0	21	21	3	n/a	n/a
2020	Mar 31, 2021	$13.2M	$0	21	21	3	n/a	n/a
2019	Mar 31, 2020	$27.8M	$0	24	24	3	n/a	n/a
2018	Mar 30, 2019	$18.6M	$0	36	33	18	n/a	n/a
2017	Apr 2, 2018	$8.3M	$0	27	21	18	n/a	n/a
2016	Mar 29, 2017	$2.4M	$0	24	19	n/a	n/a	n/a
2015	Mar 24, 2016	$3.4M	$0	20	16	n/a	n/a	n/a
2014	Mar 30, 2015	$11.5M	$0	20	16	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$28.1M	$23.4M	19.9%	$13.2M	28.6%	4	21	1	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HORTER INVESTMENT MANAGEMENT, LLC	2	Sep 2, 2016	Sep 6, 2016	ACWORTH, GA	Team lift out	Other	11.8%

Relationships

Registered with (33)

← JOHN MARTIN BRADYAdvisorregistration: previous registration
Apr 12, 2018 to Jul 22, 2024factForm ADV
← GREGORY ANTHONY MATTHEWSAdvisorregistration: previous registration
Apr 15, 2020 to Jul 22, 2024factForm ADV
← GLENN EDWARD COOKAdvisorregistration: previous registration
May 5, 2016 to Jul 22, 2024factForm ADV
← JASON PAUL DAUGHERTYAdvisorregistration: current employment
Jan 26, 2011 to presentfactForm ADV
← DANIEL RICHARD GARVINAdvisorregistration: previous registration
Jun 9, 2016 to Oct 14, 2024factForm ADV
← WILLIAM EARL SMITHAdvisorregistration: previous registration
May 15, 2014 to Jun 5, 2024factForm ADV
← ARTHUR ROY MCPHERSONAdvisorregistration: previous registration
Aug 14, 2015 to May 30, 2024factForm ADV
← Sean Randolph StevensAdvisorregistration: previous registration
Oct 10, 2017 to May 30, 2024factForm ADV
← ERIK SEAN WILSONAdvisorregistration: previous registration
Apr 9, 2015 to May 30, 2024factForm ADV
← JEFFREY ALAN DUNCANAdvisorregistration: previous registration
Aug 16, 2019 to May 20, 2024factForm ADV
← DONALD BRIAN TRENTLAGEAdvisorregistration: previous registration
Jan 4, 2018 to Apr 19, 2024factForm ADV
← John Tolan MintsAdvisorregistration: previous registration
Nov 6, 2018 to Feb 2, 2024factForm ADV
← Jeremy Gene PillowAdvisorregistration: previous registration
Aug 25, 2023 to Feb 2, 2024factForm ADV
← JEAN MARIE BAUNAdvisorregistration: previous registration
Aug 5, 2014 to Dec 8, 2023factForm ADV
← DAVID ALEXIS NICHOLASAdvisorregistration: previous registration
Jun 26, 2013 to Jan 7, 2022factForm ADV
← Casey CasonAdvisorregistration: previous registration
Jun 27, 2019 to Jul 27, 2021factForm ADV
← GREGORY LEWIS MONEYAdvisorregistration: previous registration
Jan 30, 2018 to Jul 13, 2020factForm ADV
← JUSTIN JON BARHAMAdvisorregistration: previous registration
Jan 28, 2020 to Jul 13, 2020factForm ADV
← JAY LAURENCE WELLSAdvisorregistration: previous registration
Dec 11, 2013 to Jul 7, 2020factForm ADV
← ROBERT J SANDAdvisorregistration: previous registration
Feb 10, 2017 to Mar 2, 2020factForm ADV
← Michael Alfred MorganAdvisorregistration: previous registration
Apr 8, 2015 to Dec 17, 2019factForm ADV
← KENNETH RAYMOND SAVAGEAdvisorregistration: previous registration
Mar 22, 2011 to Dec 17, 2019factForm ADV
← JOHN DONALD STOVERAdvisorregistration: previous registration
Oct 4, 2013 to Oct 9, 2019factForm ADV
← DONALD NATHAN CAMERONAdvisorregistration: previous registration
Aug 4, 2015 to Jul 1, 2019factForm ADV
← ANTONIO DEWAYNE SANKEYAdvisorregistration: previous registration
Jul 28, 2017 to Jun 20, 2019factForm ADV
← Jennifer Cerra VawterAdvisorregistration: previous registration
May 2, 2016 to May 9, 2017factForm ADV
← JOHN PATRICK LYNCHAdvisorregistration: previous registration
Jun 13, 2016 to Sep 2, 2016factForm ADV
← JEFFREY KEEGAN MARTINAdvisorregistration: previous registration
Dec 21, 2015 to Sep 2, 2016factForm ADV
← JACQUELYN RENEA CAMPBELLAdvisorregistration: previous registration
Dec 19, 2014 to Apr 13, 2016factForm ADV
← ERICK J ARNETTAdvisorregistration: previous registration
Nov 4, 2015 to Mar 2, 2016factForm ADV
and 3 more

Controls (1)

← DAUGHERTY, JASON, PAULOwnerPRESIDENT/CEO/CCO, ownership code E, individual
Apr 7, 2014 to presentfactForm ADV

Moved with (2)

→ COASTAL WEALTH ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jul 13, 2020 to Jun 16, 2020factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Sep 2, 2016 to Sep 6, 2016factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 14, 2024
Advisor changed firm
Daniel Richard Garvin left Triumph Wealth Advisors, Inc. for Impact Partnership Wealth, Llc (registered 2024-06-26)
Form ADVobserved 5 days ago
Occurred
Jun 5, 2024
Advisor changed firm
William Earl Smith left Triumph Wealth Advisors, Inc. for Gibbs Wealth Management, Llc (registered 2024-06-07)
Form ADVobserved 5 days ago
Occurred
May 30, 2024
Advisor changed firm
Erik Sean Wilson left Triumph Wealth Advisors, Inc. for Impact Partnership Wealth, Llc (registered 2026-03-20)
Form ADVobserved 5 days ago
Occurred
May 30, 2024
Advisor changed firm
Arthur Roy Mcpherson left Triumph Wealth Advisors, Inc. for Prostatis Financial Advisors Group (registered 2019-02-25)
Form ADVobserved 5 days ago
Occurred
May 30, 2024
Advisor changed firm
Sean Randolph Stevens left Triumph Wealth Advisors, Inc. for Latitude Investment Group (registered 2026-01-30)
Form ADVobserved 5 days ago
Occurred
May 20, 2024
Advisor changed firm
Jeffrey Alan Duncan left Triumph Wealth Advisors, Inc. for Hornor, Townsend & Kent, Llc (registered 2024-05-20)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2024
Advisor changed firm
Donald Brian Trentlage left Triumph Wealth Advisors, Inc. for Brookstone Wealth Advisors, Llc (registered 2024-06-04)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Advisor changed firm
Jeremy Gene Pillow left Triumph Wealth Advisors, Inc. for Ae Wealth Management, Llc (registered 2024-01-16)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Advisor changed firm
John Tolan Mints left Triumph Wealth Advisors, Inc. for Ae Wealth Management, Llc (registered 2024-01-09)
Form ADVobserved 5 days ago
Occurred
Dec 8, 2023
Advisor changed firm
Jean Marie Baun left Triumph Wealth Advisors, Inc. for Chancellor Financial Group Wb Lp (registered 2019-11-12)
Form ADVobserved 5 days ago
Occurred
Jan 7, 2022
Advisor changed firm
David Alexis Nicholas left Triumph Wealth Advisors, Inc. for Nicholas Wealth Management (registered 2016-05-10)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person left
Willard Dennis Taylor (Chief Compliance Officer) no longer on Schedule A of Triumph Wealth Advisors, Inc. (listed 2020-01-07, absent 2020-03-31)
Form ADVobserved 5 days ago
Occurred
Apr 7, 2014
First Form ADV filing
Triumph Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Apr 29, 2024
Triumph Wealth Advisors, Inc. reported 4 state-registered advisory representatives, down from 15 (2024-03-29 to 2024-04-29)
Occurred
Jan 7, 2020
Triumph Wealth Advisors, Inc. reported 3 offices beyond its principal office, down from 18 (2019-11-27 to 2020-01-07)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c95a5d9-7708-8306-a2fc-2af7c96d0b75
First observed: Apr 7, 2014
Last observed: Jul 17, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRIUMPH WEALTH ADVISORS, INC.

CRD 153175

WOODSTOCK, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c95a5d9-7708-8306-a2fc-2af7c96d0b75

Data as of Jul 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JASON PAUL DAUGHERTY

n/a

ACWORTH, GA

n/a

yes

GREGORY ANTHONY MATTHEWS

Certified Financial Planner

Carrolton, TX

yes

GLENN EDWARD COOK

n/a

League City, TX

JOHN MARTIN BRADY

n/a

FRISCO, TX | Plano, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAUGHERTY, JASON, PAUL

PRESIDENT/CEO/CCO

yes

02/2010

Apr 7, 2014

Jul 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRIUMPH INSURANCE ADVISORS, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Carollton

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$41.7M

n/a

2022

Mar 31, 2023

$23.4M

n/a

2021

Mar 31, 2022

$17.1M

n/a

2020

Mar 31, 2021

$13.2M

n/a

2019

Mar 31, 2020

$27.8M

n/a

2018

Mar 30, 2019

$18.6M

n/a

2017

Apr 2, 2018

$8.3M

n/a

2016

Mar 29, 2017

$2.4M

n/a

2015

Mar 24, 2016

$3.4M

n/a

2014

Mar 30, 2015

$11.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$28.1M

$23.4M

19.9%

$13.2M

28.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HORTER INVESTMENT MANAGEMENT, LLC

Sep 2, 2016

Sep 6, 2016

ACWORTH, GA

Team lift out

Other

11.8%