DFX Intelligence

K•••• L••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

K•••• L••• S•••••

Advisor at P••••• M•••• F•••••••• A•••••••

Chicago, IL | SOUTHFIELD, MI

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Search this name across graphsid dfx:ria:a8443bc1-d518-67a8-300f-b84786e19b3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• M•••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• M•••• F•••••••• A•••••••	Independent wealth	Nov 27, 2013	n/a	yes	Chicago, IL\|SOUTHFIELD, MI	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Aug 11, 2010	Nov 15, 2013	no	Ann Arbor, MI\|Novi, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	P••••• M•••• F•••••••• A•••••••	Nov 15, 2013	Nov 27, 2013	12	Firm change	Other

Relationships

Registered with (2)

→ P••••• M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Nov 27, 2013 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 11, 2010 to Nov 15, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8443bc1-d518-67a8-300f-b84786e19b3a
First observed: Aug 11, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.