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Advisor at TLG ADVISORS, INC.
COSTA MESA, CA | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | Bd affiliated wealth | Feb 15, 2017 | n/a | yes | SUMMIT, NJ|COSTA MESA, CA | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Apr 14, 2010 | Feb 8, 2012 | no | NEWPORT BEACH, CA | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Nov 3, 2008 | Mar 24, 2010 | no | NEWPORT BEACH, CA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Dec 11, 2006 | Aug 22, 2008 | no | NEWPORT BEACH, CA|IRVINE, CA | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Jul 12, 2006 | Oct 16, 2006 | no | HARTFORD, CT | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Jun 20, 2002 | Jul 13, 2006 | no | CONCORD, NH|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | TLG ADVISORS, INC. | Feb 8, 2012 | Feb 15, 2017 | 1,834 | Firm change after gap | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | OSAIC FS, INC. | Mar 24, 2010 | Apr 14, 2010 | 21 | Firm change | Other |
| OSAIC FS, INC. | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Aug 22, 2008 | Nov 3, 2008 | 73 | Firm change | Other |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | OSAIC FS, INC. | Oct 16, 2006 | Dec 11, 2006 | 56 | Firm change | Other |
| OSAIC FS, INC. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | Jul 13, 2006 | Jul 12, 2006 | -1 | Firm change | Other |