DFX Intelligence
Reading the graph
Reading the graph
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Advisor at 1••• I••••••••• A••••••• C••
St. Louis Park, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1••• I••••••••• A••••••• C•• | Mixed wealth | Feb 6, 2024 | n/a | yes | St. Louis Park, MN | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 12, 2023 | Sep 20, 2024 | no | ST. LOUIS PARK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 1••• I••••••••• A••••••• C•• | Sep 20, 2024 | Feb 6, 2024 | -227 | Firm change after gap | Ibd to RIA |
| K••••• A••••••• S•••••••• L•• | L•• F•••••••• L•• | Feb 25, 2022 | Oct 12, 2023 |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Aug 24, 2020 | Feb 25, 2022 | no | BLOOMINGTON, MN | Previous registration |
| N•• A•••••••• I••• | n/a | Jan 15, 2009 | Sep 3, 2010 | no | SEATTLE, WA|BRYAN, OH | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Mar 7, 2006 | Jul 11, 2008 | no | SEATTLE, WA | Previous registration |
| 594 |
| Firm change after gap |
| Ibd to ibd |
| N•• A•••••••• I••• | K••••• A••••••• S•••••••• L•• | Sep 3, 2010 | Aug 24, 2020 | 3,643 | Firm change after gap | Other |
| P•••••••• S••••••••• I••• | N•• A•••••••• I••• | Jul 11, 2008 | Jan 15, 2009 | 188 | Firm change | Other |