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RIA / WealthAdvisor10 years in industry

Jason David Falk

Advisor at THE RETIREMENT SOLUTION LLC

REDMOND, WA

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Search this name across graphsid dfx:ria:a86104fa-b7a7-9d5f-54fc-9c831429cf23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 27, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE RETIREMENT SOLUTION LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 2, 2018
First registration: Feb 27, 2019
Dual registered: no
Other names: jason david falk|Jason D Falk|jason falk
IAPD individual key: 6850587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE RETIREMENT SOLUTION LLC	Independent wealth	Jan 14, 2026	n/a	yes	REDMOND, WA	Current employment
WMS WEALTH MANAGEMENT LLC	State registered	Mar 26, 2025	Mar 5, 2026	no	MUKILTEO, WA	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Jun 7, 2019	Dec 4, 2024	no	LYNNWOOD, WA\|SPOKANE VALLEY, WA\|PHOENIX, AZ\|Sacramento, CA	Previous registration
SANDLAPPER WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 27, 2019	Jun 4, 2019	no	Seattle, WA\|GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WMS WEALTH MANAGEMENT LLC	THE RETIREMENT SOLUTION LLC	Mar 5, 2026	Jan 14, 2026	-50	Firm change after gap	Other
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	WMS WEALTH MANAGEMENT LLC	Dec 4, 2024	Mar 26, 2025	112	Firm change	RIA to state RIA
SANDLAPPER WEALTH MANAGEMENT, LLC	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Jun 4, 2019	Jun 7, 2019	3	Firm change	Other

Relationships

Registered with (4)

→ THE RETIREMENT SOLUTION LLCRegistered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ WMS WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 26, 2025 to Mar 5, 2026factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 7, 2019 to Dec 4, 2024factForm ADV
→ SANDLAPPER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 27, 2019 to Jun 4, 2019factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
Jason David Falk left Wms Wealth Management Llc for The Retirement Solution Llc (registered 2026-01-14)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Jason David Falk left Mutual Of Omaha Investor Services, Inc. for Wms Wealth Management Llc (registered 2025-03-26)
Form ADVobserved 6 days ago