DFX Intelligence

R••••• J••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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R••••• J••••• C••••••••

Advisor · Advisor at F•••• H•••••••• C••••••••• I•••Personal Financial Specialistdual registered (broker-dealer)30 years in industry· LAKE ST. LOUIS, MO | MEMPHIS, TN

As of 2026-09-25 · this record's last observation

Relationships: 3
Dated events: 6
Observed: Mar 5, 2004 to Sep 25, 2026

As of 2026-09-25 · this record's last observation

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 26, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	LAKE ST. LOUIS, MO\|MEMPHIS, TN	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 12, 2024	Sep 24, 2026	no	Lakewood Ranch, FL\|Memphis, TN\|Bradenton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	F•••• H•••••••• C••••••••• I•••	Sep 24, 2026	Sep 21, 2026	-3	Firm change	Ibd to ibd
F•••• H•••••••• C••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 12, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110377:134139:TN:2024-08-12	Aug 12, 2024	Aug 12, 2024	MEMPHIS, TN	Firm change

Relationships

Registered with (2)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2004 to Aug 12, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2024 to Sep 24, 2026factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
22 Sep 2026
Advisor outside business added
••• Locked
Form ADV
Occurred
24 Sep 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
12 Aug 2024
Advisor changed firm
••• Locked
Form ADV

Show 3 bookkeeping events

Occurred
Sep 21, 2026
••• Locked
Occurred
Sep 21, 2026
••• Locked
Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 2004
Last observed: Sep 25, 2026 26 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.