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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

ANTHONY LAWRENCE HENRY

Advisor at CETERA INVESTMENT ADVISERS LLC

WOOD-RIDGE, NJ

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Search this name across graphsid dfx:ria:a86ca3eb-abf0-afa1-2dfb-c604f9d94b76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S66|S63
First exam: May 1, 1998
First registration: Jul 31, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3006425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 17, 2022	n/a	yes	WOOD-RIDGE, NJ	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Mar 15, 2022	no	New York, NY\|New York, NY\|New York, NY\|ELIZABETH, NJ\|NORTH BERGEN, NJ\|NEWARK, NJ\|WEST NEW YORK, NJ\|PERTH AMBOY, NJ\|NEW YORK, NY\|NEW YORK, NY\|Hoboken, NJ\|New York, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Feb 16, 2010	Jul 1, 2016	no	NEWARK, NJ\|NAPA, CA\|ELIZABETH, NJ\|NORTH BERGEN, NJ\|NEWARK, NJ\|WEST NEW YORK, NJ\|NORTH BERGEN, NJ\|PERTH AMBOY, NJ\|NEW YORK, NY\|NEW YORK, NY\|JERSEY CITY, NJ\|New York, NY\|New York, NY\|New York, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2008	Feb 17, 2010	no	PASSAIC, NJ\|NORTH BERGEN, NJ\|MONTCLAIR, NJ\|PERTH AMBOY, NJ\|NEWARK, NJ\|CLIFTON, NJ\|NEWARK, NJ\|CLIFTON, NJ\|ELIZABETH, NJ\|NEWARK, NJ\|NORTH BERGEN, NJ\|PASSAIC, NJ\|WEST NEW YORK, NJ\|NEW YORK, NY\|EAST ORANGE, NJ\|JERSEY CITY, NJ\|NEWARK, NJ\|WEST NEW YORK, NJ\|NORTH BERGEN, NJ\|NEW YORK, NY\|ELIZABETH, NJ\|NEWARK, NJ\|ELIZABETH, NJ\|NEW YORK, NY\|CLIFTON, NJ\|MONTCLAIR, NJ	Previous registration
IFMG SECURITIES, INC.	n/a	Apr 1, 2003	Mar 4, 2008	no	NEWARK, NJ\|ELIZABETH, NJ\|PERTH AMBOY, NJ\|MONTCLAIR, NJ\|PASSAIC, NJ\|MONTCLAIR, NJ\|NORTH BERGEN, NJ\|NEWARK, NJ\|CLIFTON, NJ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 31, 2002	Apr 1, 2003	no	MONTCLAIR, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	CETERA INVESTMENT ADVISERS LLC	Mar 15, 2022	Mar 17, 2022	2	Firm change	Ibd to ibd
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
LPL FINANCIAL LLC	ESSEX NATIONAL SECURITIES, INC.	Feb 17, 2010	Feb 16, 2010	-1	Firm change	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Mar 4, 2008	Mar 4, 2008	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	IFMG SECURITIES, INC.	Apr 1, 2003	Apr 1, 2003	0	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 17, 2022 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Mar 15, 2022factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 16, 2010 to Jul 1, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 4, 2008 to Feb 17, 2010factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Apr 1, 2003 to Mar 4, 2008factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 31, 2002 to Apr 1, 2003factForm ADV

Dated events

Occurred
Mar 15, 2022
Advisor changed firm
Anthony Lawrence Henry left Osaic Institutions, Inc. for Cetera Investment Advisers Llc (registered 2022-03-17)
Form ADVobserved 4 days ago