DFX Intelligence

D•••• M••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D•••• M••••• S••••••

Advisor at P••• I••••••••• C•••••••• L••

LOGAN, UT

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Search this name across graphsid dfx:ria:a872e5c6-2196-3dea-6914-40bbbceb66c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• C•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 20, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• C•••••••• L••	State registered	Aug 7, 2013	n/a	yes	LOGAN, UT	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Apr 24, 2008	Aug 6, 2013	no	CENTENNIAL, CO\|HIGHLANDS RANCH, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	P••• I••••••••• C•••••••• L••	Aug 6, 2013	Aug 7, 2013	1	Firm change	Other
B••••• • Y•••• A•••••••• I•••	C•••••••• F••••••••• I•••	Apr 23, 2008	Apr 24, 2008

Relationships

Registered with (4)

→ P••• I••••••••• C•••••••• L••Registered adviserregistration: current employment
Aug 7, 2013 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 24, 2008 to Aug 6, 2013factForm ADV
→ B••••• • Y•••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2007 to Apr 23, 2008factForm ADV
→ L••••• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a872e5c6-2196-3dea-6914-40bbbceb66c6
First observed: Oct 10, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.