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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

OROX CAPITAL MANAGEMENT, LLC

CRD 170758

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a879f0a5-a5c6-14b7-249d-034df7b73c1c

Data as of Sep 30, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: May 28, 2014 to Sep 30, 2014
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Orox Capital Management, LLC

Private equity manager · shared crd

Private Creditidentity

OROX CAPITAL MANAGEMENT, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2014-09-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-79861
CRD: 170758
Filings on the tape: 11
First filed: May 28, 2014
Latest filed: Sep 30, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OROX CAPITAL CREDIT OPPORTUNITIES FUND, LP	Private Equity Fund	$0	Sep 30, 2014	0	May 28, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KORNGUT, BRYAN, ALAN	MANAGING MEMBER/CCO	B	yes	04/2014	May 28, 2014	Sep 30, 2014
MARTINSON, MARK, WAYNE	MANAGING MEMBER/CIO	E	yes	04/2014	May 28, 2014	Sep 30, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OROX CAPITAL CREDIT GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Relationships

Advises (1)

→ OROX CAPITAL CREDIT OPPORTUNITIES FUND, LPPrivate fundPrivate Equity Fund, IA
May 28, 2014 to presentfactForm ADV

Controls (2)

← MARTINSON, MARK, WAYNEOwnerMANAGING MEMBER/CIO, ownership code E, individual
May 28, 2014 to presentfactForm ADV
← KORNGUT, BRYAN, ALANOwnerMANAGING MEMBER/CCO, ownership code B, individual
May 28, 2014 to presentfactForm ADV

Dated events

Occurred
May 28, 2014
First Form ADV filing
Orox Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a879f0a5-a5c6-14b7-249d-034df7b73c1c
First observed: May 28, 2014
Last observed: Sep 30, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OROX CAPITAL MANAGEMENT, LLC

CRD 170758

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a879f0a5-a5c6-14b7-249d-034df7b73c1c

Data as of Sep 30, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OROX CAPITAL CREDIT OPPORTUNITIES FUND, LP

Private Equity Fund

Sep 30, 2014

May 28, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KORNGUT, BRYAN, ALAN

MANAGING MEMBER/CCO

yes

04/2014

May 28, 2014

Sep 30, 2014

MARTINSON, MARK, WAYNE

MANAGING MEMBER/CIO

yes

04/2014

May 28, 2014

Sep 30, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OROX CAPITAL CREDIT GP, LLC

n/a

yes

n/a