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Advisor at CETERA INVESTMENT ADVISERS LLC
MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | MOUNT PLEASANT, SC | Current employment |
| JBJ INVESTMENT PARTNERS, LLC | Former SEC adviser | Oct 24, 2019 | Dec 9, 2019 | no | CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JBJ INVESTMENT PARTNERS, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 9, 2019 | Mar 21, 2024 | 1,564 | Firm change after gap | RIA to ibd |