This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=3.0

Regulatory AUM

$0••• Locked

Discretionary RAUM

$0

Private client RAUM

$0derived••• Locked

Advisors on IAPD

0

Employees

5

Advisory employees

0

Offices

0Schedule D 1.F, beyond the principal office

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a881bd39-1061-757e-d28a-65b061693b1a

First observed

Jul 17, 2026

Last observed

Jul 17, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.