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Reading the graph
Reading the graph
Advisor at D.A. DAVIDSON & CO.
Wilmington, NC | GREAT FALLS, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Jan 2, 2024 | n/a | yes | GREAT FALLS, MT|Wilmington, NC | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Jul 27, 2022 | Oct 25, 2023 | no | WILMINGTON, NC | Previous registration |
| BB&T ASSET MANAGEMENT, INC. | n/a | Jun 6, 2007 | Nov 10, 2010 | no | WINSTON-SALEM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | D.A. DAVIDSON & CO. | Oct 25, 2023 | Jan 2, 2024 | 69 | Firm change | Ibd to RIA |
| BB&T ASSET MANAGEMENT, INC. | TRUIST ADVISORY SERVICES, INC. | Nov 10, 2010 | Jul 27, 2022 | 4,277 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:199:NC:2023-10-23 | Oct 25, 2023 | Jan 2, 2024 | WILMINGTON, NC | Firm change |