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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HILLMARK CAPITAL MANAGEMENT, L.P.

CRD 165747

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a894da77-4dd0-56e2-6099-208f0bde32e3

Data as of Mar 20, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2012 to Mar 20, 2018
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $171MItem 5.F on the latest filing (2018-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $171M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $171Mgross asset value as reported per fund; never fund size
SEC number: 801-77465
CRD: 165747
Filings on the tape: 9
First filed: Dec 6, 2012
Latest filed: Mar 20, 2018
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
STONEY LANE FUNDING I LTD.	Securitized Asset Fund	$94.0M	Mar 20, 2018	20	Dec 6, 2012	reported	n/a
HILLMARK FUNDING LTD.	Securitized Asset Fund	$77.1M	Mar 20, 2018	20	Dec 6, 2012	reported	n/a
STONEY LANE FUNDING I CORP.	Securitized Asset Fund	$0	Mar 20, 2018	20	Dec 6, 2012	reported	n/a
HILLMARK FUNDING CORP.	Securitized Asset Fund	$0	Mar 20, 2018	20	Dec 6, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLD, MARK, LAZAR	LIMITED PARTNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	C	yes	03/2006	Dec 6, 2012	Mar 20, 2018
HILLMARK CAPITAL, L.L.C.	GENERAL PARTNER	Na	yes	03/2006	Dec 6, 2012	Mar 20, 2018
WEINBERGER, HILLEL, HOWARD	LIMITED PARTNER	C	yes	03/2006	Dec 6, 2012	Mar 20, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEWMARK CAPITAL LLC	n/a	Former SEC adviser	$735M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 20, 2018	$171M	$171M	9	6	1	4	$171M
2016	Mar 28, 2017	$399M	$399M	10	7	n/a	4	$399M
2015	Mar 28, 2016	$611M	$611M	10	7	n/a	4	$611M
2014	Mar 25, 2015	$1.7B	$1.6B	8	5	n/a	8	$1.6B
2013	Mar 28, 2014	$1.4B	$1.3B	8	5	n/a	6	$1.3B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$171M	$399M	-57.1%	$1.7B	-53.1%	9	10	1	n/a

Relationships

Affiliated with (2)

→ NEWMARK CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEWMARK CAPITAL LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (4)

→ HILLMARK FUNDING LTD.Private fundSecuritized Asset Fund, IA
Dec 6, 2012 to presentfactForm ADV
→ STONEY LANE FUNDING I CORP.Private fundSecuritized Asset Fund, IA
Dec 6, 2012 to presentfactForm ADV
→ HILLMARK FUNDING CORP.Private fundSecuritized Asset Fund, IA
Dec 6, 2012 to presentfactForm ADV
→ STONEY LANE FUNDING I LTD.Private fundSecuritized Asset Fund, IA
Dec 6, 2012 to presentfactForm ADV

Controls (3)

← GOLD, MARK, LAZAROwnerLIMITED PARTNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 6, 2012 to presentfactForm ADV
← WEINBERGER, HILLEL, HOWARDOwnerLIMITED PARTNER, ownership code C, individual
Dec 6, 2012 to presentfactForm ADV
← HILLMARK CAPITAL, L.L.C.OwnerGENERAL PARTNER, ownership code NA, domestic entity
Dec 6, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 20, 2018
Regulatory AUM changed
Hillmark Capital Management, L.P. reported RAUM $171.1M, down 57% from $398.9M (2017-03-28 to 2018-03-20)
Form ADVobserved 5 days ago
$-228M
Occurred
Dec 6, 2012
First Form ADV filing
Hillmark Capital Management, L.P. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a894da77-4dd0-56e2-6099-208f0bde32e3
First observed: Dec 6, 2012
Last observed: Mar 20, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HILLMARK CAPITAL MANAGEMENT, L.P.

CRD 165747

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a894da77-4dd0-56e2-6099-208f0bde32e3

Data as of Mar 20, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

STONEY LANE FUNDING I LTD.

Securitized Asset Fund

$94.0M

Mar 20, 2018

Dec 6, 2012

reported

n/a

HILLMARK FUNDING LTD.

Securitized Asset Fund

$77.1M

Mar 20, 2018

Dec 6, 2012

reported

n/a

STONEY LANE FUNDING I CORP.

Securitized Asset Fund

Mar 20, 2018

Dec 6, 2012

reported

n/a

HILLMARK FUNDING CORP.

Securitized Asset Fund

Mar 20, 2018

Dec 6, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLD, MARK, LAZAR

LIMITED PARTNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

03/2006

Dec 6, 2012

Mar 20, 2018

HILLMARK CAPITAL, L.L.C.

GENERAL PARTNER

yes

03/2006

Dec 6, 2012

Mar 20, 2018

WEINBERGER, HILLEL, HOWARD

LIMITED PARTNER

yes

03/2006

Dec 6, 2012

Mar 20, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEWMARK CAPITAL LLC

n/a

Former SEC adviser

$735M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 20, 2018

$171M

2016

Mar 28, 2017

$399M

n/a

$399M

2015

Mar 28, 2016

$611M

n/a

$611M

2014

Mar 25, 2015

$1.7B

$1.6B

n/a

$1.6B

2013

Mar 28, 2014

$1.4B

$1.3B

n/a

$1.3B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$171M

$399M

-57.1%

$1.7B

-53.1%

n/a