This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 28, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Jun 28, 1996

First registration

May 15, 2003

Dual registered

yes, broker-dealer

Other names

BOB STEIN|ROBERT DANIEL STEIN|Robert Stein

IAPD individual key

2741065

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a894e37d-74fa-fd70-ef88-8ff8a90127c5

First observed

May 15, 2003

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.