DFX Intelligence

M•••••• J••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M•••••• J••••• S••••••

Advisor at S•••••• C•••••• M••••••••• L••

Memphis, TN | ATLANTA, GA

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Search this name across graphsid dfx:ria:a896e45d-0cb9-d00f-4951-f2c642801503

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• M••••••••• L••	Independent wealth	Nov 20, 2023	n/a	yes	Memphis, TN\|ATLANTA, GA	Current employment
S•••• G•••• C•••••• A•••••••• L••	Independent wealth	Aug 24, 2018	Dec 1, 2023	no	MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• G•••• C•••••• A•••••••• L••	S•••••• C•••••• M••••••••• L••	Dec 1, 2023	Nov 20, 2023	-11	Firm change	RIA to RIA
S•••• G•••• C•••••• A•••••••• L••	G• A•••••••• L••	Dec 31, 2017	Jan 14, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
115231:132163:TN:2017-12-31	Dec 31, 2017	Jan 14, 2005	MEMPHIS, TN	Firm change after gap

Relationships

Registered with (3)

→ S•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ S•••• G•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 24, 2018 to Dec 1, 2023factForm ADV
→ G• A•••••••• L••Registered adviserregistration: previous registration
Jan 14, 2005 to May 18, 2006factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a896e45d-0cb9-d00f-4951-f2c642801503
First observed: Jan 13, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.