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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GE ASSET MANAGEMENT CANADA COMPANY

CRD 164163

MONTREAL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a89f67bf-412d-6fa1-21b9-5ed25d0249ab

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: May 18, 2012 to Mar 29, 2016
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Accounts: 22
SEC number: 801-76721
CRD: 164163
Filings on the tape: 18
First filed: May 18, 2012
Latest filed: Mar 29, 2016
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLONNA, PAUL, MARTIN	President	Na	yes	04/2013	Apr 8, 2013	Mar 29, 2016
GE ASSET MANAGEMENT INCORPORATED	Sh	E	yes	09/2000	May 18, 2012	Mar 29, 2016
GENERAL ELECTRIC COMPANY	Sh	E	yes	03/1988	May 18, 2012	Mar 29, 2016
HERLIHY, ROBERT, STEVEN	Cco	Na	yes	03/2010	May 18, 2012	Mar 29, 2016
LASOTA, SUSAN, MARY	Coo	Na	yes	07/2014	Jul 16, 2014	Mar 29, 2016
SIMPSON, MATTHEW, JULIAN	Director	Na	yes	07/2007	May 18, 2012	Mar 29, 2016
ZAKRZEWSKI, MATTHEW, JOSEPH	DIRECTOR & CFO	Na	yes	09/2013	Sep 11, 2013	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GE ASSET MANAGEMENT INCORPORATED	n/a	Former SEC adviser	$110B	Y	yes	n/a
GE ASSET MANAGEMENT LIMITED	n/a	Former SEC adviser	$886M	N	yes	n/a
GE INVESTMENT DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$1.3B	$1.3B	6	4	n/a	n/a	n/a
2014	Mar 26, 2015	$2.0B	$2.0B	6	4	n/a	n/a	n/a
2013	Mar 27, 2014	$2.6B	$2.6B	5	4	n/a	n/a	n/a
2012	Mar 28, 2013	$2.8B	$2.8B	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.3B	$2.0B	-35.1%	$2.8B	-23.0%	6	6	n/a	n/a

Relationships

Affiliated with (4)

→ GE ASSET MANAGEMENT INCORPORATEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ GE ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← GE ASSET MANAGEMENT INCORPORATEDRegistered adviserother investment adviser, broker-dealer, pooled vehicle sponsor, control, common control
factForm ADV
← GE ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, broker-dealer, pooled vehicle sponsor, common control
factForm ADV

Controls (7)

← GE ASSET MANAGEMENT INCORPORATEDOwnerSH, ownership code E, domestic entity
May 18, 2012 to presentfactForm ADV
← LASOTA, SUSAN, MARYOwnerCOO, ownership code NA, individual
Jul 16, 2014 to presentfactForm ADV
← SIMPSON, MATTHEW, JULIANOwnerDIRECTOR, ownership code NA, individual
May 18, 2012 to presentfactForm ADV
← HERLIHY, ROBERT, STEVENOwnerCCO, ownership code NA, individual
May 18, 2012 to presentfactForm ADV
← COLONNA, PAUL, MARTINOwnerPRESIDENT, ownership code NA, individual
Apr 8, 2013 to presentfactForm ADV
← ZAKRZEWSKI, MATTHEW, JOSEPHOwnerDIRECTOR & CFO, ownership code NA, individual
Sep 11, 2013 to presentfactForm ADV
← GENERAL ELECTRIC COMPANYOwnerSH, ownership code E, domestic entity
May 18, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a89f67bf-412d-6fa1-21b9-5ed25d0249ab
First observed: May 18, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GE ASSET MANAGEMENT CANADA COMPANY

CRD 164163

MONTREAL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a89f67bf-412d-6fa1-21b9-5ed25d0249ab

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLONNA, PAUL, MARTIN

President

yes

04/2013

Apr 8, 2013

Mar 29, 2016

GE ASSET MANAGEMENT INCORPORATED

yes

09/2000

May 18, 2012

Mar 29, 2016

GENERAL ELECTRIC COMPANY

yes

03/1988

May 18, 2012

Mar 29, 2016

HERLIHY, ROBERT, STEVEN

Cco

yes

03/2010

May 18, 2012

Mar 29, 2016

LASOTA, SUSAN, MARY

Coo

yes

07/2014

Jul 16, 2014

Mar 29, 2016

SIMPSON, MATTHEW, JULIAN

Director

yes

07/2007

May 18, 2012

Mar 29, 2016

ZAKRZEWSKI, MATTHEW, JOSEPH

DIRECTOR & CFO

yes

09/2013

Sep 11, 2013

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GE ASSET MANAGEMENT INCORPORATED

n/a

Former SEC adviser

$110B

yes

n/a

GE ASSET MANAGEMENT LIMITED

n/a

Former SEC adviser

$886M

yes

n/a

GE INVESTMENT DISTRIBUTORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$1.3B

n/a

2014

Mar 26, 2015

$2.0B

n/a

2013

Mar 27, 2014

$2.6B

n/a

2012

Mar 28, 2013

$2.8B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.3B

$2.0B

-35.1%

$2.8B

-23.0%

n/a