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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

RICHARD ROSS VANDE VEGTE

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Rogers, MN | MILWAUKEE, WI

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Search this name across graphsid dfx:ria:a8a6bd8b-9bd9-b9f3-64e4-7f404011d284

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 24, 2008
First registration: Oct 28, 2013
Dual registered: yes, broker-dealer
Other names: RICHARD VANDE VEGTE
IAPD individual key: 5581224

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Sep 26, 2024	n/a	yes	Rogers, MN\|MILWAUKEE, WI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 12, 2022	Sep 26, 2024	no	ROGERS, MN\|ROGERS, MN\|ROGERS, MN\|SAN DIEGO, CA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Nov 10, 2015	Oct 5, 2022	no	MINNEAPOLIS, MN	Previous registration
EDWARD JONES	National bd RIA	Jan 12, 2015	Oct 9, 2015	no	ROGERS, MN\|ST LOUIS, MO\|ST MICHAEL, MN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 28, 2013	Nov 25, 2014	no	PLYMOUTH, MN\|ST. LOUIS PARK, MN\|ST. LOUIS PARK, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ROBERT W. BAIRD & CO. INCORPORATED	Sep 26, 2024	Sep 26, 2024	0	Firm change	Ibd to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	LPL FINANCIAL LLC	Oct 5, 2022	Oct 12, 2022	7	Firm change	Ibd to RIA
EDWARD JONES	THRIVENT INVESTMENT MANAGEMENT INC.	Oct 9, 2015	Nov 10, 2015	32	Firm change	Other
PRUCO SECURITIES, LLC	EDWARD JONES	Nov 25, 2014	Jan 12, 2015	48	Firm change	Other

Relationships

Registered with (5)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Sep 26, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 12, 2022 to Sep 26, 2024factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Nov 10, 2015 to Oct 5, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 12, 2015 to Oct 9, 2015factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 28, 2013 to Nov 25, 2014factForm ADV

Dated events

Occurred
Sep 26, 2024
Advisor changed firm
Richard Ross Vande Vegte left Lpl Financial Llc for Robert W. Baird & Co. Incorporated (registered 2024-09-26)
Form ADVobserved 5 days ago
Occurred
Oct 5, 2022
Advisor changed firm
Richard Ross Vande Vegte left Thrivent Investment Management Inc. for Lpl Financial Llc (registered 2022-10-12)
Form ADVobserved 5 days ago