DFX Intelligence
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Reading the graph
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advised by KLINGENSTEIN FIELDS ADVISORS
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | CHARLES SCHWAB & CO., INC. | Phoenix | Arizona | United States | no | 8-16514 |
| Jul 30, 2024 | $6.1M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| May 30, 2024 | $6.1M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 28, 2024 | $4.4M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 28, 2023 | $4.5M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| May 30, 2023 | $4.5M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 31, 2023 | $4.8M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Aug 11, 2022 | $5.0M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 15, 2022 | $5.0M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 30, 2022 | $5.1M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 29, 2021 | $5.0M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| May 27, 2021 | $5.0M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 31, 2021 | $4.8M | 31 | $5,000 | 6300.0% | yes | W••••••• T••••• F•••• L•• |
| Sep 16, 2020 | $4.9M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Sep 2, 2020 | $4.9M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Aug 28, 2020 | $4.9M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Aug 28, 2020 | $4.9M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 30, 2020 | $4.9M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Jun 30, 2020 | $5.8M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 30, 2020 | $5.8M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 16, 2019 | $5.9M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 29, 2019 | $6.5M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Dec 6, 2018 | $6.5M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| May 25, 2018 | $6.5M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 29, 2018 | $7.6M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Aug 11, 2017 | $7.7M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Jun 30, 2017 | $7.7M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| May 23, 2017 | $6.2M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 15, 2017 | $6.2M | 32 | $5,000 | 9700.0% | yes | W••••••• T••••• F•••• L•• |
| Nov 1, 2016 | $7.7M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 26, 2016 | $7.7M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| May 18, 2016 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 30, 2016 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Nov 24, 2015 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Aug 7, 2015 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 1, 2015 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Jun 9, 2015 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Jun 9, 2015 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 31, 2015 | $6.6M | 32 | $5,000 | 9600.0% | yes | W••••••• T••••• F•••• L•• |
| Nov 20, 2014 | $9.2M | 31 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Apr 25, 2014 | $9.2M | 31 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 24, 2014 | $9.2M | 31 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Oct 18, 2013 | $5.8M | 31 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 22, 2013 | $5.8M | 31 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Nov 20, 2012 | $4.1M | 28 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Jul 23, 2012 | $4.1M | 28 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| May 18, 2012 | $4.1M | 28 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |
| Mar 28, 2012 | $4.1M | 28 | $5,000 | 10000.0% | yes | W••••••• T••••• F•••• L•• |