DFX Intelligence

T•• A•••• E••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T•• A•••• E••••• G••••

T•• A•••• E••••• G••••, INC., CRD 118282

WACO, TX

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Search this name across graphsid dfx:ria:a8b361f2-3865-13aa-40c3-f15fc698f241

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2026 to Mar 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $36.7M••• Locked
Discretionary RAUM: $36.7M
Private client RAUM: $26.1Mderived••• Locked
Private client share: 71%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• L•• C••••	Certified Financial Planner	WACO, TX	14	38	1	no

Relationships

Registered with (2)

← R••••• L•• C••••Advisorregistration: previous registration
Jan 1, 1999 to Dec 31, 2011factForm ADV
← J••••••• J• M•••••Advisorregistration: previous registration
Nov 20, 2020 to Jan 25, 2022factForm ADV

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8b361f2-3865-13aa-40c3-f15fc698f241
First observed: Mar 31, 2026
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.