DFX Intelligence

F••••••• B•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

F••••••• B•••• B••••••

Advisor at L•• F•••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:a8b60ad0-c15c-c702-de73-1e3ec40ed698

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 23, 2021	n/a	yes	CHARLOTTE, NC\|CHARLOTTE, NC	Current employment
C• F• P•••• • C••• I•••	Former SEC adviser	Jun 2, 2020	Mar 2, 2021	no	SALISBURY, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• F• P•••• • C••• I•••	L•• F•••••••• L••	Mar 2, 2021	Mar 23, 2021	21	Firm change	Other
L•• F•••••••• L••	C• F• P•••• • C••• I•••	Jun 1, 2020	Jun 2, 2020

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 24, 2016 to Jun 1, 2020factForm ADV
→ C• F• P•••• • C••• I•••Registered adviserregistration: previous registration
Jun 2, 2020 to Mar 2, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8b60ad0-c15c-c702-de73-1e3ec40ed698
First observed: Aug 24, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.