DFX Intelligence

D••••• R••••• R• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

D••••• R••••• R• A••••••

Advisor at U•• F•••••••• S••••••• I•••

ROCKLAND, MA | Lexington, MA

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Search this name across graphsid dfx:ria:a8b7c91c-7a75-b4b1-f69f-35fd12e8156f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Dec 8, 2025	n/a	yes	ROCKLAND, MA\|Lexington, MA	Current employment
F•••••••• T•••• I••••••••• L••	Bank affiliated wealth	Nov 1, 2012	Jul 26, 2013	no	LINCOLN, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• T•••• I••••••••• L••	U•• F•••••••• S••••••• I•••	Jul 26, 2013	Dec 8, 2025	4,518	Firm change after gap	Other

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ F•••••••• T•••• I••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2012 to Jul 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8b7c91c-7a75-b4b1-f69f-35fd12e8156f
First observed: Nov 1, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.