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CRD 156094
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BAOCHUAN CHINA CENTURY FUND, L.P. | Hedge Fund | $8.5M | Sep 25, 2012 | 2 | Mar 30, 2012 | reported | n/a |
| BAOCHUAN GREEN DRAGON FUND, L.P. | Hedge Fund | $2.0M | Sep 25, 2012 | 6 | Mar 30, 2012 | reported | n/a |
| BAOCHUAN BLACK DRAGON FUND, L.P. | Hedge Fund | $300,000 | Sep 25, 2012 | 4 | Mar 30, 2012 | reported | 021-143306 |
| BAOCHUAN GLOBAL EQUITY FUND, L.P. | Hedge Fund | $180,000 | Sep 25, 2012 | 1 | Mar 30, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADAMS, MARK, GRIFFITH | CHIEF COMPLIANCE OFFICER, DIRECTOR OF RESEARCH | Na | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| BAOCHUAN HOLDING, LLC | SOLE MEMBER | E | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| BROSAMER, ROBERT, GEORGE | MEMBER, MANAGER | F | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| CARTER, KEVIN, TODD | MEMBER, MANAGER | F | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| CARTER, KEVIN, TODD | CHIEF EXECUTIVE OFFICER | Na | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| MALKIEL, BURTON, GORDON | MEMBER, MANAGER | F | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| MALKIEL, BURTON, GORDON | CHAIRMAN OF THE BOARD OF DIRECTORS | Na | yes | 02/2012 | Mar 30, 2012 | Sep 25, 2012 |
| MASSE, JONATHAN, JOSEPH | SENIOR PORTFOLIO MANAGER | Na | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| RAINERO, JULIAN, (NMN) | MEMBER, MANAGER | F | yes | 12/2010 | Mar 30, 2012 | Sep 25, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALPHASHARES, LLC | n/a | n/a | n/a | Y | no | n/a |
| BIG TREE CAPITAL LLC | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 30, 2012 | $23.0M | $23.0M | n/a | n/a | n/a | 4 | $22.5M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $11.0M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |