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J••• F•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• F•••••• A•••••••

Advisor at O•••• W•••••• I•••

RALEIGH, NC

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Search this name across graphsid dfx:ria:a8bb4088-928a-c7e5-f59a-7b0e439a0646

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 5, 2023	n/a	yes	RALEIGH, NC	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 15, 2016	Jun 5, 2023	no	SOUTH HILL, VA\|Raleigh, NC\|MIDLOTHIAN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jun 5, 2023	Jun 5, 2023	0	Firm change	RIA to ibd
C••••••••• P•••••••• L••	S••••••• F•••••••• S•••••••• I•••	Jun 26, 2014	Mar 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:23131:VA:2023-06-05	Jun 5, 2023	Jun 5, 2023	MIDLOTHIAN, VA	Firm change

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 5, 2023 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2016 to Jun 5, 2023factForm ADV
→ C••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 4, 2008 to Jun 26, 2014factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
J••• F•••••• A••••••• left S••••••• F•••••••• S•••••••• I••• for O•••• W•••••• I••• (registered 2023-06-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8bb4088-928a-c7e5-f59a-7b0e439a0646
First observed: Nov 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.